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ESMA opinion under Article 43(2) MiFIR (LT_BO)

ESMA-35-43-1915
28 May 2019
Reference ESMA-35-43-1915 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (FI_CFD)

ESMA-35-43-1914
28 May 2019
Reference ESMA-35-43-1914 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (FI_BO)

ESMA-35-43-1913
28 May 2019
Reference ESMA-35-43-1913 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (AT_CFD)

ESMA35-43-1906
13 May 2019
Reference ESMA35-43-1906 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (AT_CFD)

ESMA35-43-1906
13 May 2019
Reference ESMA35-43-1906 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (AT_BO)

ESMA-35-43-1877
13 May 2019
Reference ESMA-35-43-1877 Section MiFID- Investor Protection Type Opinion Main document ...

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

ESMA opinion under Article 43(2) MiFIR (FCA_BO)

ESMA-35-43-1811
02 April 2019
Reference ESMA-35-43-1811 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (KNF_BO)

ESMA-35-43-1797
02 April 2019
Reference ESMA-35-43-1797 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (AFM_BO)

ESMA-35-43-1776
02 April 2019
Reference ESMA-35-43-1776 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (AFM_CFDs)

ESMA-35-43-1780
02 April 2019
Reference ESMA-35-43-1780 Section MiFID- Investor Protection Type Opinion Main document ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-869
28 May 2018
Reference ESMA35-43-869 Section MiFID- Investor Protection Type Final Report Main document ...

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

Final report on guidelines on MiFID II product governance requirements

ESMA35-43-620
02 June 2017
Reference ESMA35-43-620 Section MiFID- Investor Protection Type Final Report Main document ...

Suitability Peer Review - Annex

2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Suitability Peer Review - Final Report

2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Final report - Guidelines on cross-selling practices

2015/1861
22 December 2015
Reference 2015/1861 Section MiFID- Investor Protection Type Final Report Main document ...

Final report on guidelines for the assessment of knowledge and competence

2015/1886
17 December 2015
Reasons for publication 1.            Article 25(1) of Directive 2014/65/EU (MiFID II) states that ... 2.            The European Securities and Markets Authority is required by Article 25(9) of MiFID II to develop ... 7.            Section II briefly summarises the feedback to the CP and the main responses from ESMA. ...

Final Report on complex debt instruments and structured deposits

2015/1783
30 November 2015
Reference 2015/1783 Section MiFID- Investor Protection Type Final Report Main document ...