SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Opinion X Final Report X MiFID - Investor Protection X Post Trading X
Reset all filters

Pages

MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (LT_BO)

ESMA-35-43-1915
28 May 2019
Reference ESMA-35-43-1915 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1915-esma_opinion_under_article_432_mifir_lt_bo.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (FI_CFD)

ESMA-35-43-1914
28 May 2019
Reference ESMA-35-43-1914 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1914-_esma_opinion_under_article_432_mifir_fi_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (FI_BO)

ESMA-35-43-1913
28 May 2019
Reference ESMA-35-43-1913 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1913-_esma_opinion_under_article_432_mifir_fi_bo.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (AT_CFD)

ESMA35-43-1906
13 May 2019
Reference ESMA35-43-1906 Section MiFID- Investor Protection Type Opinion Main document ...
esma35-43-1906-esma_opinion_under_article_432_mifir_at_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (AT_CFD)

ESMA35-43-1906
13 May 2019
Reference ESMA35-43-1906 Section MiFID- Investor Protection Type Opinion Main document ...
esma35-43-1906-esma_opinion_under_article_432_mifir_at_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (AT_BO)

ESMA-35-43-1877
13 May 2019
Reference ESMA-35-43-1877 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1877-esma_opinion_under_article_432_mifir_at_bo.pdf
Audit
MiFID - Investor Protection
Sustainable finance

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (FCA_BO)

ESMA-35-43-1811
02 April 2019
Reference ESMA-35-43-1811 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1811-esma_opinion_under_article_432_mifir_fca_bo.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (KNF_BO)

ESMA-35-43-1797
02 April 2019
Reference ESMA-35-43-1797 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1797-esma_opinion_under_article_432_mifir_knf_bo.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (AFM_BO)

ESMA-35-43-1776
02 April 2019
Reference ESMA-35-43-1776 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1776-_esma_opinion_under_article_432_mifir_afm_bo.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (AFM_CFDs)

ESMA-35-43-1780
02 April 2019
Reference ESMA-35-43-1780 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1780-esma_opinion_under_article_432_mifir_afm_cfds.pdf
MiFID - Investor Protection

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-869
28 May 2018
Reference ESMA35-43-869 Section MiFID- Investor Protection Type Final Report Main document ...
esma35-43-869-_fr_on_guidelines_on_suitability.pdf
MiFID - Investor Protection
Supervisory convergence

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...
esma42-111-4285_peer_review_on_certain_aspects_of_the_compliance_function_under_mi-fid_i.pdf
Brexit
MiFID - Investor Protection
Supervisory convergence

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
esma35-43-762_opinion_to_support_supervisory_convergence_in_the_area_of_investment_firms_in_the_context_of_the_united_kingdom_withdrawing_from_the_european_union.pdf
MiFID - Investor Protection

Final report on guidelines on MiFID II product governance requirements

ESMA35-43-620
02 June 2017
Reference ESMA35-43-620 Section MiFID- Investor Protection Type Final Report Main document ...
esma35-43-620_report_on_guidelines_on_product_governance.pdf
Guidelines and Technical standards
Post Trading
MiFID - Secondary Markets

Draft RTS on indirect clearing arrangements under EMIR and MiFIR

2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary ...
2016-725.pdf
MiFID - Investor Protection
Supervisory convergence

Suitability Peer Review - Annex

2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...
2016-585_suitability_peer_review_-_annex.pdf
MiFID - Investor Protection
Supervisory convergence

Suitability Peer Review - Final Report

2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...
2016-584_suitability_peer_review_-_final_report.pdf
Post Trading

Review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts

2016/429
05 April 2016
the legislative mandates related to the draft RTS (Annex I), the ESMA cost-benefit-analysis (Annex II) and ...
2016-429_final_report_review_of_article_26_of_rts_no_153-2013_with_respect_to_mpor_for_client_accounts.pdf
MiFID - Investor Protection

Final report - Guidelines on cross-selling practices

2015/1861
22 December 2015
Reference 2015/1861 Section MiFID- Investor Protection Type Final Report Main document ...
2015-1861_final_report_-_guidelines_on_cross-selling_practices.pdf

Pages