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ESMA and the EBA warn investors about contracts for difference
28 February 2013
376395Email: email@example.com Reference 2013/266 Section MiFID- Investor Protection Warnings and ...
The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have published a warning to retail investors about the dangers of investing in contracts for difference (CFDs).The two authorities are concerned that during the current period of low investment returns,...
ESMA proposes remuneration guidelines for firms providing investment services
17 September 2012
Reference 2012/581 Section MiFID- Investor Protection Press Releases Type Press Release Main ... practices (MiFID) ...
ESMA publishes MiFID guidelines to enhance investor protection
06 July 2012
under the Markets in Financial Instruments Directive (MiFID) relating to the suitability of investment ... advice and the compliance function. Reference 2012/424 Section MiFID- Investor Protection Press Releases ...
The European Securities and Markets Authority (ESMA) has today published two final sets of guidelines aimed at enhancing the protection of investors in the EU. The guidelines relate to the provisions under the Markets in Financial Instruments Directive (MiFID) relating to the suitability of...
ESMA readies guidelines on automated trading – application deadline starts
24 February 2012
to comply with the Guidelines. Reference 2012/128 Section Press Releases MiFID- Secondary Markets Type Press ...
ESMA today publishes the official translations of its final “Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities” (ESMA/2011/456), first published on 21 December 2011. High Frequency Trading (HFT) is one form of...
ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities
22 December 2011
Reference 2011/457 Section Press Releases MiFID- Secondary Markets Type Press Release Main ...
Global regulators discuss OTC derivatives regulation
09 December 2011
the United Statesmet met yesterday in Paris. Reference 2011/431 Section Press Releases MiFID- Secondary ...
Leaders and senior representatives of the authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Canada, the European Union, Hong Kong, Japan, Singapore and the United Statesmet met yesterday in Paris.
Press release - ESMA consults on systems and controls for highly automated trading
20 July 2011
Reference 2011/223 Section Press Releases MiFID- Secondary Markets Type Press Release Main ...
Press release - CESR increases confidence for retail investors with the development of a retail investor guide on MiFID
07 March 2008
Reference 08-209 Section CESR Archive Press Releases Type Press Release Main document 08_209.pdf Style ESMA document ...