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Public Statement MiFIDII BMR provisions under a no deal Brexit

ESMA70-155-7253
07 March 2019
Reference ESMA70-155-7253 Section Brexit MiFID- Secondary Markets Type Statement Main document ...

Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin

13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ...

Brexit – the regulatory challenges

ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ...

MiFID II supervisory briefing on the use of third-country branches by EU firms

ESMA35-43-1493
11 February 2019
esma35-43-1493_mifid_ii_supervisory_briefing_on_the_use_of_third-country_branches_by_eu_firms.pdf Style ESMA document ... Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms

06 February 2019
Authority (ESMA) has today published a MiFID II supervisory briefing on the supervision of non-European ... participants with indications on the implementation of the MiFID II provisions and of the recommendations ... Brexit MiFID- Investor Protection Supervisory convergence The European Securities and Markets ...

ESMA SETS OUT 2019 PRIORITIES FOR SUPERVISORY CONVERGENCE

06 February 2019
Directive and Regulation (MiFID II/MiFIR) and reaching a common understanding on arising supervisory ...

ESMA sets out use of UK data in ESMA databases under a no-deal Brexit

05 February 2019
published a statement on the use of UK data in ESMA databases and the performance of MiFID II calculations ... Brexit MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has today ...

Use of UK data in ESMA databases in case of a no-deal Brexit

ESMA 70-155-7026
05 February 2019
Reference ESMA 70-155-7026 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ...

ESMA tells firms to provide clients with information on the implications of Brexit

19 December 2018
Brexit MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has issued ...

Brexit Statement - information to clients

ESMA35-43-1328
19 December 2018
Reference ESMA35-43-1328 Section Brexit MiFID- Investor Protection Type Statement Main document ...

Peer reviews

14 December 2018
Certain Aspects of the Compliance Function under MiFID I   July 2017 Peer Review on the Guidelines on ... Peer Review on MiFID Suitability Requirements  and  Annex Follow-up (July 2018) January 2016 Peer ... Trading Guidelines   February 2015 Peer Review on Best Execution under MiFID Follow-up (January 2017) ...

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
Charges- MiFID II "The first thing I want to say is that I believe the changes to cost transparency ... take the example of unbundling. Under MiFID II, inducements are banned for independent advice and ... have been so controversial. PRIIPs and MiFID II have really embedded the idea that no cost, whether ...

ESMA publishes 2018 Supervisory Convergence Work Programme

07 February 2018
  Ensuring that MiFID II/MiFIR are applied in a sound, efficient and consistent manner across the EU ... the effective application of MiFID II/MiFIR during its first year of application. This entails fulfilling ... will have implications for ESMA’s supervisory convergence agenda in the year ahead.”  MiFID II, Data ...

ESMA publishes MiFID compliance function peer review results

29 November 2017
MiFID- Investor Protection Supervisory convergence The European Securities and Markets Authority ... of the compliance function under MiFID (Guidelines). The Guidelines cover national competent authorities (NCAs) ... reliance on the compliance function as a key source of information on the firms’ compliance with MiFID ...

Peer Review on MiFID Compliance Function Press Release

ESMA71-99-661
29 November 2017
Reference ESMA71-99-661 Section MiFID- Investor Protection Press Releases Supervisory convergence ... Related documents Peer review on certain aspects of the compliance function under Mi-FID I ...

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

ESMA produces first overview of EU derivative markets size

19 October 2017
MiFID- Secondary Markets Post Trading Risk Analysis & Economics- Markets Infrastructure ...

EU derivatives markets ─ a first-time overview

ESMA50-165-421
19 October 2017
Reference ESMA50-165-421 Section MiFID- Secondary Markets Post Trading Risk Analysis & ...

ESMA updates Q&As on the Benchmarks Regulation

29 September 2017
of the BMR to EU and third country central banks; (ii) Exemption on single reference price. Definitions ... of the BMR: (i) “family of benchmarks”, (ii) “use of a benchmark” The purpose of this document is to be ...

Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union

ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...