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Press Release MiFID/MAR Transitional Transparency Calculations

ESMA50-164-1173
06 December 2017
Reference ESMA50-164-1173 Section Market Abuse Market Integrity MiFID- Secondary Markets MiFID II ... esma50-164-1173_press_release_mifid_ttc.pdf Style ESMA document ...

ESMA publishes key transparency calculations for MiFIDII/MiFIR implementation

06 December 2017
Market Abuse Market Integrity MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... Press Releases The European Securities and Markets Authority (ESMA) published today the MiFID II ... complete and timely information to facilitate compliance with the requirements of MiFID II/MiFIR and MAR by ...

ESMA MIFID and MAR Data Systems

ESMA71-99-669
06 December 2017
Reference ESMA71-99-669 Section Market Abuse Market Integrity MiFID- Secondary Markets MiFID II ... : Transparency Calculations and DVC Type Reference Main document esma71-99-669_esma_mifid ...

ESAs consult on amendments to technical standards on the mapping of ECAIs

18 July 2017
banking (Capital Requirements Regulation – CRR) and EU insurance regulation (Solvency II Directive). Since ... consultation page. Comments to the Consultation Paper on the mapping under Article 109 (a) of the Solvency II ... (Solvency II Directive), which state that revised draft ITS  shall be submitted by the ESAs, where ...

Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union

ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

ESMA issues principles on supervisory approach to relocations from the UK

ESMA71-99-469
31 May 2017
referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II ...

ESMA issues principles on supervisory approach to relocations from the UK

31 May 2017
referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II ...

ESMA updates its MAR Q&As

30 May 2017
to Pillar II requirements; and Blanket cancellation of orders policy. The purpose of this document is ...

Update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation

33-9-149
04 April 2017
equivalence. This Methodological Framework is provided in Annex II of the 2011 Guidelines on Endorsement. By ...

ESMA clarifies the reporting of reference data under MAR from 3 July 2016

25 May 2016
(MiFID II) and Regulation (MiFIR), some of the MAR provisions will be aligned to the new MiFID II ... timelines. The agreement on MIFID II provides for postponement of the application date of certain provisions ... (MAR). Following the agreed later implementation of the Markets in Financial Instruments Directive II ...

ESAs clarify their position on technical standards on the credit quality steps for ECAIs’ credit assessments

12 May 2016
Institutions’ (ECAIs) credit assessments under the Capital Requirements Regulation (CRR) and Solvency II ...

Market abuse and accepted market practices

15 August 2015
concept under the 2014/65/EU (MIFID II), which is very broad. On top of that, MAR does not limit its scope ... the access to any document or data and the right to receive or take a copy thereof; (ii) the right to carry ...

Consultation paper on draft RTS on prospectus related issues under the Omnibus II Directive

2014/1186
26 September 2014
2014-1186_consultation_paper_on_omnibus_ii_rts.pdf Style ESMA document ...
16 July 2014
listed in Annex II. In providing comments, please: •    Respond to the stated questions•    Indicate ...
15 July 2014
send their responses in Word format;ii.    not remove the tags of type   i.e. the response to one ...

Comparison of liability regimes in Member States in relation to the Prospectus Directive

2013/619
10 June 2013
  Report Comparison of liability regimes in Member States in relation to the Prospectus Directive Annex II Comparative ...

Comparative table of responses from EEA States

2013/619 Annex II
10 June 2013
Reference 2013/619 Annex II Section Prospectus Type Report Main document 2013-619b_ann_ii_report ... _liability_regimes_under_the_prospectus_directive_annex_ii_published_on_website.pdf Style ESMA document ...

Technical advice on CRA regulatory equivalence - US, Canada and Australia

2012/259
18 April 2012
to the European Commission in respect of the equivalence between the US (Part I), Canada (Part II) and Australia ...