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ESMA Newsletter - Nº8

07 October 2019
the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). 03 October  ESMA consults on ... updates MiFID II Q&As on transparency and market structures issues The European Securities and Markets ... structures issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). 02 ...
04 October 2019
Consultation date from 04/10/2019 to 22/11/2019 Section MiFID- Secondary Markets Post Trading ...

Response Form - Alignment of MiFIR with the changes introduced by EMIR Refit

ESMA70-156-1759
04 October 2019
Reference ESMA70-156-1759 Section MiFID- Secondary Markets Post Trading Type Reference Main ...

ESMA consults on MiFIR alignment following the introduction of EMIR Refit

04 October 2019
MiFID- Secondary Markets Post Trading The European Securities and Markets Authority (ESMA), ...

Alignment of MiFIR with the changes introduced by EMIR Refit

ESMA70-156-1555
04 October 2019
Reference ESMA70-156-1555 Section MiFID- Secondary Markets Post Trading Type Consultation Paper ...

ESMA Opinion clarifies application of pre-trade transparency and price determination in frequent batch auctions

04 October 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press Releases The European ... necessary, ESMA will issue further guidance in order to ensure the convergent application of the MiFID II ...

Public Register for the Trading Obligation for derivatives under MiFIR

ESMA70-156-300
03 October 2019
Reference ESMA70-156-300 Section MiFID- Secondary Markets Type Reference Main document ...

ESMA publishes updates its Q&As on investor protection issues

03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries’ topics update answers on: Best execution ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...

ESMA updates MiFID II Q&As on transparency and market structures issues

02 October 2019
structures issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). ... supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA prepares for new responsibilities in 2020

01 October 2019
assessing risks with a continued emphasis on the implementation of MiFID II/MiFIR, tackling the issue ... series based on EMIR, AIFMD and MiFID II data and promoting cooperation on risk analysis; 3.     Single ... Action Plans, developing the necessary rules under EMIR 2.2/EMIR Refit and reviewing MIFID II/MiFIR; and ...
30 September 2019
2018/795 5, (EU) 2018/1466 6, (EU) 2018/2064 7 and (EU) 2019/509 8. Documents Call for evidence on MiFID II ... Consultation date from 30/09/2019 to 04/11/2019 Section MiFID- Investor Protection Details ... options impacted by ESMA product intervention measures) and (ii) consumer groups and investors. When ...

ESMA launches call for evidence on the effects of product intervention measures

30 September 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today launched ...

Call for evidence on MiFID II product intervention powers

ESMA-35-43-2090
30 September 2019
esma-35-43-2090_call_for_evidence_on_mifid_ii_product_intervention_powers.pdf Style ESMA document ... Reference ESMA-35-43-2090 Section MiFID- Investor Protection Type Consultation Paper Main document ...

ESMA issues an opinion on product intervention measures by Cyprus

30 September 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today issued ...

ESMA opinion under Article 43(2) MiFIR (CY_CFD)

ESMA-35-43-1982
30 September 2019
Reference ESMA-35-43-1982 Section MiFID- Investor Protection Type Opinion Main document ...

Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
27 September 2019
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

ESMA RESPONDS TO EUROPEAN COMMISSION ON ANNUAL REVIEW OF RTS 2

24 September 2019
MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has responded ...

Response to O. Guersent on the postponement first RTS 2 annual report

ESMA70-156-1616
24 September 2019
Reference ESMA70-156-1616 Section MiFID- Secondary Markets Type Letter Main document ...

ESMA AGREES POSITION LIMITS UNDER MIFID II

24 September 2019
Instruments Directive and Regulation (MiFID II/MIFIR). ESMA’s opinions agree with the proposed position limits ... position limits are consistent with the objectives established in MiFID II and with the methodology ... opinions in order to ensure that the position limits are set in accordance with the MiFID II framework.   ...

Position limit on EEX Italian Power Peak contracts

ESMA70-155-5827
24 September 2019
Reference ESMA70-155-5827 Section MiFID- Secondary Markets Type Opinion Main document ...