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CESR presents for consultation its draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID).
21 October 2004
Reference 04-562 Section CESR Archive Type Consultation Paper Main document 04_562.pdf Style ESMA document ...
A European Regime of Investor Protection – The Professional and Counterparty Regimes
08 July 2002
professionals and II) core standards for "counterparty relationships". Reference 02-098b Section CESR ...
This paper completes the work conducted by CESR on the harmonization of conduct of business rules under the existing Article 11 of the Investment Services Directive. It complements the document (CESR/01-014d) adopted in April 2002 on the so called "retail regime", i.e. the regime applicable to...