SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Opinion X Decision X Q&A X Technical Standards X Guidelines & Recommendations X
Reset all filters

Pages

Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung

2012/387 DE
21 August 2012
Reference 2012/387 DE Section MiFID- Investor Protection Guidelines and Technical standards Type ...

Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF

2012/387 FR
21 August 2012
Reference 2012/387 FR Section MiFID- Investor Protection Guidelines and Technical standards Type ...

Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista

2012/387 FI
21 August 2012
Reference 2012/387 FI Section MiFID- Investor Protection Guidelines and Technical standards Type ...

Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised

2012/387 ET
21 August 2012
Reference 2012/387 ET Section MiFID- Investor Protection Guidelines and Technical standards Type ...

Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen

2012/387 NL
21 August 2012
Reference 2012/387 NL Section MiFID- Investor Protection Guidelines and Technical standards Type ...

Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID

2012/387 DA
21 August 2012
Reference 2012/387 DA Section MiFID- Investor Protection Guidelines and Technical standards Type ...

Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti

2012/387 CS
21 August 2012
Reference 2012/387 CS Section MiFID- Investor Protection Guidelines and Technical standards Type ...

Насоки относно определени аспекти на изискванията на MiFID за годност

2012/387 BG
21 August 2012
Reference 2012/387 BG Section MiFID- Investor Protection Guidelines and Technical standards Type ...

Guidelines on certain aspects of the MiFID compliance function requirements

2012/388
06 July 2012
Reference 2012/388 Section MiFID- Investor Protection Type Guidelines & Recommendations Main ...

Guidelines on certain aspects of the MiFID suitability requirements

2012/387 en
06 July 2012
Reference 2012/387 en Section MiFID- Investor Protection Type Guidelines & Recommendations ...

Guidelines on certain aspects of the MiFID compliance function requirements

2012/388 EN
06 July 2012
Reference 2012/388 EN Section MiFID- Investor Protection Type Guidelines & Recommendations ...

MiFID Q&A in the area of investor protection and intermediaries

2012/382
22 June 2012
Reference 2012/382 Section MiFID- Investor Protection Type Q&A Main document 2012-382.pdf ...

Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities

2012/122
24 February 2012
is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated ... a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines ... acts. Reference 2012/122 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities

2011/456
22 December 2011
Reference 2011/456 Section MiFID- Secondary Markets Type Guidelines & Recommendations Main document ...

Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009

2011/461
22 December 2011
Reference 2011/461 Section Credit Rating Agencies Type Technical Standards Main document 2011_461.pdf Style ESMA document ...

Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee

10-591
06 May 2010
Reference 10-591 Section CESR Archive Type Q&A Main document 10_591.pdf Style ESMA document ...

Question and Answers - Understanding the definition of advice under MiFID

10-293
19 April 2010
Reference 10-293 Section CESR Archive Type Q&A Main document 10_293.pdf Style ESMA document ...

Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements

09-559
03 November 2009
Reference 09-559 Section CESR Archive Type Q&A Main document 09_559.pdf Style ESMA document ...

Pages