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Type of document
Contracts for Difference (CFDs)
28 February 2013
Reference 2013/267 Section MiFID- Investor Protection Warnings and publications for investors Type ...
SMSG Advice on Guidelines on remuneration policies and practices (MiFID)
19 December 2012
Reference 2012/SMSG/69 Section Securities and Markets Stakeholder Group Type Letter Main document 2012-smsg-69.pdf Style ESMA document ...
Reply of ESMA to the European Commission’s Green Paper on Shadow Banking
27 July 2012
Reference 2012/476 Section MiFID- Investor Protection Type Letter Main document esma-2012 ...
Strengthening Investor Protection - Opening Statement by Verena Ross at ECON hearing
08 February 2012
hearing on the MiFID Review, on 5 December 2011. Reference 2012/77 Section Speeches Type Speech Main ...
This speech was given by Verena Ross, ESMA Executive Director, as an opening statement at the ECON hearing on the MiFID Review, on 5 December 2011.
Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories
20 January 2011
Reference 2011/16 Section MiFID- Secondary Markets Type Letter Main document 2011_16.pdf Style ...
Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade
20 January 2011
Reference 2011/4 Section MiFID- Secondary Markets Type Letter Main document 2011_4.pdf Style ESMA ...
Letter to Commission on CESR's technical advice in the context of the MiFID review
13 April 2010
Reference 10-359 Section CESR Archive Type Letter Main document 10_359.pdf Style ESMA document ...
Letter to EFSA, ESBG, EACB and EAPB regarding the MiFID Q&A
04 September 2008
Reference 08-483 Section CESR Archive Type Letter Main document 08_483.pdf Style ESMA document ...