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Final Draft RTS on packaged orders

ESMA70-872942901-21 - annex
28 February 2017
Reference ESMA70-872942901-21- annex Section MiFID- Secondary Markets Type Technical Standards ...

Revised ESMA draft MiFID ITS — position reporting of commodity derivatives

ESMA70-872942901-3
09 February 2017
Reference ESMA70-872942901-3 Section MiFID- Secondary Markets Type Technical Standards Main ...

Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886)

2016/1093
15 December 2016
Reference 2016/1093 Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Final Report - Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

2016/1451
10 October 2016
Report Main document 2016-1451_final_report_on_guidelines_mifid_ii_transaction_reporting.pdf Style ESMA ... Reference 2016/1451 Section Guidelines and Technical standards MiFID- Secondary Markets Type Final ...

Draft RTS on indirect clearing arrangements under EMIR and MiFIR

2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary ...

Final Report on RTS on reporting obligations under Article 26 of MiFIR

2016/653
04 May 2016
Reference 2016/653 Section MiFID- Secondary Markets Type Final Report Main document ...

Suitability Peer Review - Annex

2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Suitability Peer Review - Final Report

2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts

2016/429
05 April 2016
the legislative mandates related to the draft RTS (Annex I), the ESMA cost-benefit-analysis (Annex II) and ...

Final report on temporary exemption for ETDs under MiFID II

2016/461
04 April 2016
Reference 2016/461 Section MiFID- Secondary Markets Type Final Report Main document ...

Final report - Guidelines on cross-selling practices

2015/1861
22 December 2015
Reference 2015/1861 Section MiFID- Investor Protection Type Final Report Main document ...

Final report on guidelines for the assessment of knowledge and competence

2015/1886
17 December 2015
Reasons for publication 1.            Article 25(1) of Directive 2014/65/EU (MiFID II) states that ... 2.            The European Securities and Markets Authority is required by Article 25(9) of MiFID II to develop ... 7.            Section II briefly summarises the feedback to the CP and the main responses from ESMA. ...

Final Report - Draft ITS under MiFID II

2015/1858
11 December 2015
2015-1858_-_final_report_-_draft_implementing_technical_standards_under_mifid_ii.pdf Style ESMA document ... Reference 2015/1858 Section MiFID- Secondary Markets Type Final Report Main document ...

Final Report on complex debt instruments and structured deposits

2015/1783
30 November 2015
Reference 2015/1783 Section MiFID- Investor Protection Type Final Report Main document ...

Annex II - CSDR TS on CSD Requirements and Internalised Settlement

2015/1457 - Annex II
28 September 2015
Reference 2015/1457- Annex II Section Post Trading Type Technical Standards Main document ... 2015-esma-1457_-_annex_ii_-_csdr_ts_on_csd_requirements_and_internalised_settlement.pdf Style ESMA document ...

Annex II - CBA - draft RTS and ITS on MiFID II and MiFIR

2015-ESMA-1464 Annex II
28 September 2015
Reference 2015-ESMA-1464 Annex II Section MiFID- Secondary Markets Type Final Report Main document ... 2015-esma-1464_annex_ii_-_cba_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ...

2015-ESMA-1464 Annex I - draft RTS and ITS on MiFID II and MiFIR

2015-ESMA-1464 Annex I
28 September 2015
document 2015-esma-1464_annex_i_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ... Reference 2015-ESMA-1464 Annex I Section MiFID- Secondary Markets Type Technical Standards Main ...

Final Report - draft RTS and ITS on MIFID II and MiFIR

2015-ESMA-1464
28 September 2015
2015-esma-1464_-_final_report_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ... Reference 2015-ESMA-1464 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Guidelines compliance table - Guidelines on the application of definitions C6 and C7 under MiFID I

2015/1261
14 August 2015
Reference 2015/1261 Section MiFID- Secondary Markets Type Compliance table Main document ...

Draft RTS on prospectus related issues under the Omnibus II Directive

2015/1014
01 July 2015
-1014_-_final_report_-_draft_rts_on_prospectus_related_issues_under_the_omnibus_ii_directive.pdf Style ESMA ...