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Draft RTS on indirect clearing arrangements under EMIR and MiFIR

2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary ...

Final Report on RTS on reporting obligations under Article 26 of MiFIR

2016/653
04 May 2016
Reference 2016/653 Section MiFID- Secondary Markets Type Final Report Main document ...

Letter Commission - Opinions RTS 2 and RTS 21

2016/672
02 May 2016
Reference 2016/672 Section MiFID- Secondary Markets Type Letter Main document ...

ESMA response to the Commission Green Paper on retail financial services

2016/648
26 April 2016
Reference 2016/648 Section MiFID- Investor Protection Type Letter Main document ...

Suitability Peer Review - Annex

2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Suitability Peer Review - Final Report

2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Final report on temporary exemption for ETDs under MiFID II

2016/461
04 April 2016
Reference 2016/461 Section MiFID- Secondary Markets Type Final Report Main document ...

Letter EU Comm Guersent - Non-equity transparency

2016/404
21 March 2016
Reference 2016/404 Section MiFID- Secondary Markets Type Letter Main document ...

Letter EU Comm Guersent - Ancillary Activity

2016/403
21 March 2016
Reference 2016/403 Section MiFID- Secondary Markets Type Letter Main document ...

Letter EU Comm Guersent - position limits

2016/402
21 March 2016
Reference 2016/402 Section MiFID- Secondary Markets Type Letter Main document ...

Letter J Hill - Opinion on Draft ITS CRR

2016/164
29 January 2016
Reference 2016/164 Section MiFID- Secondary Markets Type Letter Main document ...

Opinion on CRR ITS final

2016/163
29 January 2016
Reference 2016/163 Section MiFID- Secondary Markets Type Letter Main document ...

The cross-selling of financial products – ESA request to the European Commission

ESA/2016/07
27 January 2016
Reference ESA/2016/07 Section Joint Committee MiFID- Investor Protection Type Letter Main document ...

Final report - Guidelines on cross-selling practices

2015/1861
22 December 2015
Reference 2015/1861 Section MiFID- Investor Protection Type Final Report Main document ...

Final report on guidelines for the assessment of knowledge and competence

2015/1886
17 December 2015
Reasons for publication 1.            Article 25(1) of Directive 2014/65/EU (MiFID II) states that ... 2.            The European Securities and Markets Authority is required by Article 25(9) of MiFID II to develop ... 7.            Section II briefly summarises the feedback to the CP and the main responses from ESMA. ...

Final Report - Draft ITS under MiFID II

2015/1858
11 December 2015
2015-1858_-_final_report_-_draft_implementing_technical_standards_under_mifid_ii.pdf Style ESMA document ... Reference 2015/1858 Section MiFID- Secondary Markets Type Final Report Main document ...

Final Report on complex debt instruments and structured deposits

2015/1783
30 November 2015
Reference 2015/1783 Section MiFID- Investor Protection Type Final Report Main document ...

Letter SM to EC - implementation timeline MiFID MiFIR

2015/1513
17 November 2015
Reference 2015/1513 Section MiFID- Investor Protection Type Letter Main document ... esma-2015-1513_letter_sm_to_ec_-_implementation_timeline_mifid_mifir.pdf Style ESMA document ...

Letter to European Commission re RTS on indirect clearing under EMIR and under MiFIR

2015/1498
05 October 2015
Reference 2015/1498 Section MiFID- Secondary Markets Post Trading Type Letter Main document ...

Annex II - CBA - draft RTS and ITS on MiFID II and MiFIR

2015-ESMA-1464 Annex II
28 September 2015
Reference 2015-ESMA-1464 Annex II Section MiFID- Secondary Markets Type Final Report Main document ... 2015-esma-1464_annex_ii_-_cba_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ...