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Consultation Paper on Position Limits

ESMA70-156-1484
05 November 2019
Reference ESMA70-156-1484 Section MiFID- Secondary Markets Type Consultation Paper Main document ...

MiFID II - New Publication Date for Systematic Internaliser and Bond Data

30 October 2019
Brexit MiFID II: Transparency Calculations and DVC Press Releases The European Securities and ... no-deal Brexit scenario occurring on 31 October 2019. Background MiFID II became applicable on 3 January ... 4(1)(20) of Directive 2014/65/EU (MiFID II) investment firms dealing on own account when executing client ...

On the application of waivers and deferrals

ESMA70-156-1010
09 October 2019
Reference ESMA70-156-1010 Section MiFID- Secondary Markets Type Annual Report Main document ...

ESMA publishes Annual Report on the application of waivers and deferrals under MiFIR

09 October 2019
MiFID- Secondary Markets The European Securities and Markets Authority (ESMA), the EU’s securities ...

Double volume cap mechanism

07 October 2019
The double volume cap mechanism (DVCM) (Article 5 of MiFIR) aims to limit the trading under the reference price waiver (Article 4(1)(a) of MiFIR) and the negotiated transaction waiver for liquid instruments (Article 4(1)(b)(i) of MiFIR) in an equity instr ...

MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA

07 October 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ... (DVC) data under the Markets in Financial Instruments Directive (MiFID II). Today’s updates include DVC ... after Brexit. The DVC calculations would be resumed in January 2020. Background MiFID II introduced ...

ESMA updates Q&A on MiFIR data reporting

07 October 2019
MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has today updated ... natural persons provides an update on how different national identifiers specified in Annex II of RTS 22 ...

ESMA - Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019

07 October 2019
Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press ... the Use of UK data in ESMA databases and performance of MiFID II calculations updating the communication ... issued on 5 February 2019.-       Public Statement on the Impact of no-deal Brexit on MiFID II/MiFIR and ...

Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR)

ESMA70-155-8500
07 October 2019
Reference ESMA70-155-8500 Section Benchmarks Brexit MiFID- Secondary Markets Type Statement Main ... document esma70-155-8500_statement_brexit_mifid_remaining_issues_oct2019.pdf Style ESMA document Related ...

Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019

ESMA70-155-7658
07 October 2019
Reference ESMA70-155-7658 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ...

ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019

ESMA65-8-6254
07 October 2019
Reference ESMA65-8-6254 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ... performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 ...

Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019

ESMA90-1-167
07 October 2019
Reference ESMA90-1-167 Section Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency ... esma90-1-167_public_statement_-_brexit_update_october_2019.pdf Style ESMA document Related documents Use of UK data in ESMA databases and performance of MiFID II ...
04 October 2019
Consultation date from 04/10/2019 to 22/11/2019 Section MiFID- Secondary Markets Post Trading ...

Response Form - Alignment of MiFIR with the changes introduced by EMIR Refit

ESMA70-156-1759
04 October 2019
Reference ESMA70-156-1759 Section MiFID- Secondary Markets Post Trading Type Reference Main ...

ESMA consults on MiFIR alignment following the introduction of EMIR Refit

04 October 2019
MiFID- Secondary Markets Post Trading The European Securities and Markets Authority (ESMA), ...

Alignment of MiFIR with the changes introduced by EMIR Refit

ESMA70-156-1555
04 October 2019
Reference ESMA70-156-1555 Section MiFID- Secondary Markets Post Trading Type Consultation Paper ...

ESMA Opinion clarifies application of pre-trade transparency and price determination in frequent batch auctions

04 October 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press Releases The European ... necessary, ESMA will issue further guidance in order to ensure the convergent application of the MiFID II ...

Public Register for the Trading Obligation for derivatives under MiFIR

ESMA70-156-300
03 October 2019
Reference ESMA70-156-300 Section MiFID- Secondary Markets Type Reference Main document ...

ESMA updates MiFID II Q&As on transparency and market structures issues

02 October 2019
structures issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). ... supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA RESPONDS TO EUROPEAN COMMISSION ON ANNUAL REVIEW OF RTS 2

24 September 2019
MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has responded ...