REFINE YOUR SEARCH
Type of document
Q&A on MiFIR data reporting
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type ...
Q&A on MiFID II and MiFIR market structures topics
05 December 2019
Reference ESMA70-872942901-38 Section MiFID- Secondary Markets Type Q&A Main document ...
Q&A on MiFID II and MiFIR transparency topics
05 December 2019
Reference ESMA70-872942901-35 Section MiFID- Secondary Markets Type Q&A Main document ...
Q&As on MiFID II and MiFIR investor protection topics
04 December 2019
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...
Q&A on MiFID II and MiFIR commodity derivatives topics
27 March 2019
Reference ESMA70-872942901-36 Section MiFID- Secondary Markets Type Q&A Main document ...
CFD Renewal Decision (2) Notice
31 January 2019
Reference ESMA35-43-1562 Section MiFID- Investor Protection Type Decision Main document ...
ESMA35-43-1533 Binary Options Renewal Decision Notice
21 December 2018
Reference ESMA35-43-1533 Section MiFID- Investor Protection Type Decision Main document ...
Technical Q&As on product intervention measures on CFDs and binary options
09 November 2018
Reference ESMA35-36-1262 Section MiFID- Investor Protection Type Q&A Main document ...
CFD Renewal Decision Notice
31 October 2018
Reference ESMA35-43-1397 Section MiFID- Investor Protection Type Decision Main document ...
Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits
11 October 2018
Reference ESMA70-155-5905 Section Board of Supervisors MiFID- Secondary Markets Type Decision Main ...
Delegation third country TV post trade transparency
11 October 2018
Reference ESMA70-155-5775 Section Board of Supervisors MiFID- Secondary Markets Type Decision Main ...
MiFID II Q&A on post-trading issues
14 December 2017
Reference ESMA70-151-957 Section MiFID- Secondary Markets Post Trading Type Q&A Main document ... esma70-151-957_qas_on_mifid_post_trading.pdf Style ESMA document ...
Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID
31 March 2017
Reference ESMA35-36-794 Section MiFID- Investor Protection Type Q&A Main document ... esma35-36-794_qa_on_cfds_and_other_speculative_products_mifid.pdf Style ESMA document ...
2016-1673 Q&A on MiFID II commodity derivatives topics
19 December 2016
2016-1673_qa_mifid_ii_on_commodity_derivatives_topics.docx.pdf Style ESMA document ... Reference 2016/1673 Section MiFID- Secondary Markets Type Q&A Main document ...
Technical Advice to the Commission on MiFID II and MiFIR
19 December 2014
of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation ... (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on ... months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows ...
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several...
Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD
27 March 2014
Contents Section II describes the background of the proposal. Section III specifies the timing for ...
Reasons for publication ESMA is issuing this technical advice in response to the mandate received from the European Commission on 20 December 2013 for advice on the possible content of the delegated act required by Article 67(5) of the AIFMD, concerning the information that EU competent authorities...
ESMA Technical advice on equivalence of Japan for CCP II - Commodities CCPs
30 January 2014
2014-esma-123_-_esma_technical_advice_on_equivalence_of_japan_for_ccp_ii_u_-_commodities_ccps.pdf Style ESMA document ...
ESMA delivers second set of advice on EMIR equivalence Following its technical advice published on 9 September 2013, the European Securities and Market Authority (ESMA) has published a supplement to its advice to the European Commission on the equivalence of the regulatory regime for central...
MiFID Q&A in the area of investor protection and intermediaries
22 June 2012
Reference 2012/382 Section MiFID- Investor Protection Type Q&A Main document 2012-382.pdf ...
Technical advice on CRA regulatory equivalence - US, Canada and Australia
18 April 2012
to the European Commission in respect of the equivalence between the US (Part I), Canada (Part II) and Australia ...
On 12 June 2009 the European Commission requested CESR, now ESMA, to provide its technical advice on the equivalence between the legal and supervisory framework of Japan, The United States, and Canada with the EU regulatory regime for credit rating agencies. (Regulation (EC) No. 1060/2009 of the...
Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation
22 October 2010
Reference 10-1045 Section CESR Archive Type CESR Document Main document 10_1045.pdf Style ESMA document ...