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Final report_Call for evidence Periodic Auctions

ESMA70-156-1035
11 June 2019
Reference ESMA70-156-1035 Section MiFID- Secondary Markets Type Final Report Main document ...

Final report on the proposed amendments to RTS 11

ESMA70-156-834
14 December 2018
Reference ESMA70-156-834 Section MiFID- Secondary Markets Type Final Report Main document ...

Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1)

ESMA70-156-354
26 March 2018
Reference ESMA70-156-354 Section MiFID- Secondary Markets Type Final Report Main document ...

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

Guidelines on the management body of market operators and data reporting service providers

ESMA70-154-266
28 September 2017
Reference ESMA70-154-266 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Final report on Guidelines on the calibration of circuit breakers and the publication and reporting of trading halts under MiFID II

ESMA70-872942901-17
06 April 2017
Reference ESMA70-872942901-17 Section MiFID- Secondary Markets Type Final Report Main document ...

Final Report - Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

2016/1451
10 October 2016
Report Main document 2016-1451_final_report_on_guidelines_mifid_ii_transaction_reporting.pdf Style ESMA ... Reference 2016/1451 Section Guidelines and Technical standards MiFID- Secondary Markets Type Final ...

Draft RTS on indirect clearing arrangements under EMIR and MiFIR

2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary ...

Final Report on RTS on reporting obligations under Article 26 of MiFIR

2016/653
04 May 2016
Reference 2016/653 Section MiFID- Secondary Markets Type Final Report Main document ...

Suitability Peer Review - Annex

2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Suitability Peer Review - Final Report

2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Final report on temporary exemption for ETDs under MiFID II

2016/461
04 April 2016
Reference 2016/461 Section MiFID- Secondary Markets Type Final Report Main document ...

Final Report - Draft ITS under MiFID II

2015/1858
11 December 2015
2015-1858_-_final_report_-_draft_implementing_technical_standards_under_mifid_ii.pdf Style ESMA document ... Reference 2015/1858 Section MiFID- Secondary Markets Type Final Report Main document ...

Annex II - CBA - draft RTS and ITS on MiFID II and MiFIR

2015-ESMA-1464 Annex II
28 September 2015
Reference 2015-ESMA-1464 Annex II Section MiFID- Secondary Markets Type Final Report Main document ... 2015-esma-1464_annex_ii_-_cba_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ...

Best Execution under MiFID

2015/494
25 February 2015
regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating ... Luxembourg, Malta, Poland and Spain. Reference 2015/494 Section MiFID- Investor Protection Supervisory ... convergence Type Final Report Main document 2015-494_peer_review_report_on_best_execution_under_mifid ...

MiFID – Conduct of Business, fair, clear and not misleading information

2014/1485
11 December 2014
regulators (national competent authorities or NCAs) supervise MiFID conduct of business rules on providing ... communications under MiFID. The Report found that there was overall a high degree of compliance amongst NCAs with ... -1485_peer_review_report_-_mifid_-_conduct_of_business_fair_clear_and_not_misleading_information.pdf Style ...

Comparison of liability regimes in Member States in relation to the Prospectus Directive

2013/619
10 June 2013
  Report Comparison of liability regimes in Member States in relation to the Prospectus Directive Annex II Comparative ...

The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission

00-064c
25 September 2000
fdankers@europefesco.org Reference 00-064c Section MiFID- Secondary Markets Type Final Report Main document 00_064c.pdf ...