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Securities and Markets Stakeholder Group
SMSG advice on ESMA’s CP on the MiFID II compliance function
ESMA22106-2002
06 November 2019
Reference ESMA22106-2002 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document smsg_advice_on_compliance_requirements.pdf Style ESMA document ...
MiFID - Investor Protection
CFD Renewal Decision (2) Notice
ESMA35-43-1562
31 January 2019
Reference ESMA35-43-1562 Section MiFID- Investor Protection Type Decision Main document ...
MiFID - Investor Protection
ESMA35-43-1533 Binary Options Renewal Decision Notice
ESMA35-43-1533
21 December 2018
Reference ESMA35-43-1533 Section MiFID- Investor Protection Type Decision Main document ...
MiFID - Investor Protection
CFD Renewal Decision Notice
ESMA35-43-1397
31 October 2018
Reference ESMA35-43-1397 Section MiFID- Investor Protection Type Decision Main document ...
Board of Supervisors
MiFID - Secondary Markets
Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits
ESMA70-155-5905
11 October 2018
Reference ESMA70-155-5905 Section Board of Supervisors MiFID- Secondary Markets Type Decision Main ...
Board of Supervisors
MiFID - Secondary Markets
Delegation third country TV post trade transparency
ESMA70-155-5775
11 October 2018
Reference ESMA70-155-5775 Section Board of Supervisors MiFID- Secondary Markets Type Decision Main ...
MiFID - Secondary Markets
Call for expressions of interest - SMSC CWG Renewal
ESMA70-154-652
17 July 2018
Reference ESMA70-154-652 Section MiFID- Secondary Markets Type Vacancy Main document ...
MiFID - Secondary Markets
Application form - SMSC CWG Renewal 2018
ESMA70-154-651
17 July 2018
Reference ESMA70-154-651 Section MiFID- Secondary Markets Type Vacancy Main document ...
Securities and Markets Stakeholder Group
SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements
ESMA22-106-474
17 November 2017
document esma22-106-474_smsg_advice_esma_mifid_ii_suitability_guidelines.pdf Style ESMA document ...
Securities and Markets Stakeholder Group
SMSG Advice - Response to ESMA’s Consultation Paper on MiFID II product governance
2016/SMSG/024
17 January 2017
document 2016-smsg-024_smsg_advice_on_mifid_ii_product_governance.pdf Style ESMA document ...
Securities and Markets Stakeholder Group
SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II
2015/SMSG/20
24 July 2015
Reference 2015/SMSG/20 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2015-smsg-020-advice_on_knowledge_and_competence_requirements.pdf Style ESMA document ...
Securities and Markets Stakeholder Group
SMSG Contribution to the Green Paper on CMU - PART II
2015/SMSG/017 PART II
19 May 2015
Reference 2015/SMSG/017 PART II Section Securities and Markets Stakeholder Group Type SMSG Advice ... 2015-smsg-017-esma_smsg_-_part_ii_contribution_to_the_green_paper_on_cmu_quick_wins_comments.pdf Style ESMA document ...
Securities and Markets Stakeholder Group
SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive
2015/SMSG/003
22 January 2015
Reference 2015/SMSG/003 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2015-smsg-003_smsg_advice_prospectus.pdf Style ESMA document ...
Securities and Markets Stakeholder Group
SMSG advice - Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR
2014/SMSG/35
03 September 2014
Reference 2014/SMSG/35 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2014-smsg-035.pdf Style ESMA document ...
Securities and Markets Stakeholder Group
SMSG advice - Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR
2014/SMSG/36
03 September 2014
Reference 2014/SMSG/36 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2014-smsg-036.pdf Style ESMA document ...
Securities and Markets Stakeholder Group
SMSG advice - Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR
2014/SMSG/37
03 September 2014
Reference 2014/SMSG/37 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2014-smsg-037.pdf Style ESMA document ...
Securities and Markets Stakeholder Group
Advice on Guidelines on certain aspects of the MiFID compliance function requirements
2012/SMSG/12
28 February 2012
Reference 2012/SMSG/12 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2012-smsg-12_0.pdf Style ESMA document ...
Securities and Markets Stakeholder Group
Advice on Guidelines on certain aspects of the MiFID suitability requirements
2012/SMSG/11
28 February 2012
Reference 2012/SMSG/11 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2012-smsg-11_0.pdf Style ESMA document ...