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Consultation Paper X
Reset filterMiFID - Secondary Markets
Consultation Paper on Position Limits
ESMA70-156-1484
05 November 2019
Reference ESMA70-156-1484 Section MiFID- Secondary Markets Type Consultation Paper Main document ...
MiFID - Secondary Markets
Post Trading
Alignment of MiFIR with the changes introduced by EMIR Refit
ESMA70-156-1555
04 October 2019
Reference ESMA70-156-1555 Section MiFID- Secondary Markets Post Trading Type Consultation Paper ...
MiFID - Investor Protection
Call for evidence on MiFID II product intervention powers
ESMA-35-43-2090
30 September 2019
esma-35-43-2090_call_for_evidence_on_mifid_ii_product_intervention_powers.pdf Style ESMA document ... Reference ESMA-35-43-2090 Section MiFID- Investor Protection Type Consultation Paper Main document ...
MiFID - Investor Protection
Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II
ESMA35-43-1905
17 July 2019
call_for_evidence_impact_of_the_inducements_and_costs_and_charges_disclosure_requirements_under_mifid_ii ... Reference ESMA35-43-1905 Section MiFID- Investor Protection Type Consultation Paper Main document ...
MiFID - Investor Protection
Consultation paper on compliance function guidelines
ESMA35-43-2019
15 July 2019
Reference ESMA35-43-2019 Section MiFID- Investor Protection Type Consultation Paper Main document ...
MiFID - Secondary Markets
CP_MiFID review report_cost of market data and consolidated tape equity
ESMA70-156-1065
12 July 2019
Reference ESMA70-156-1065 Section MiFID- Secondary Markets Type Consultation Paper Main document ... esma70-156-1065_cp_mifid_review_report_cost_of_market_data_and_consolidated_tape_equity.pdf Style ESMA document ...
MiFID - Secondary Markets
CP amending ITS on main indices and recognised exchanges under CRR
ESMA70-156-864
24 May 2019
Reference ESMA70-156-864 Section MiFID- Secondary Markets Type Consultation Paper Main document ...
MiFID - Investor Protection
Consultation paper on integrating sustainability risks and factors in MiFID II
ESMA35-43-1210
19 December 2018
2018-esma35-43-1210-_ipisc_cp_mifid_ii_sustainability.pdf Style ESMA document ... Reference ESMA35-43-1210 Section MiFID- Investor Protection Type Consultation Paper Main document ...
MiFID - Investor Protection
Consulation paper on integrating sustainability risks and factors in MiFID II
ESMA35-43-1210
19 December 2018
2018-esma35-43-1210-_ipisc_cp_mifid_ii_sustainability.pdf Style ESMA document ... Reference ESMA35-43-1210 Section MiFID- Investor Protection Type Consultation Paper Main document ...
MiFID - Investor Protection
Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients
ESMA35-43-904
18 January 2018
Reference ESMA35-43-904 Section MiFID- Investor Protection Type Consultation Paper Main document ...
MiFID - Secondary Markets
Consultation paper on proposed amendment to MiFID II RTS 1
ESMA70-156-275
09 November 2017
Reference ESMA70-156-275 Section MiFID- Secondary Markets Type Consultation Paper Main document ...
MiFID - Investor Protection
Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements
ESMA35-43-748
13 July 2017
Reference ESMA35-43-748 Section MiFID- Investor Protection Type Consultation Paper Main document ...
MiFID - Secondary Markets
Consultation paper trading obligation for derivatives under MiFIR
ESMA70-156-71
19 June 2017
Reference ESMA70-156-71 Section MiFID- Secondary Markets Type Consultation Paper Main document ...
Credit Rating Agencies
Update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation
33-9-149
04 April 2017
equivalence. This Methodological Framework is provided in Annex II of the 2011 Guidelines on Endorsement. By ...
Post Trading
Technical advice to the Commission on fees for TRs under SFTR and on certain amendments of for fees under EMIR
2016/1672
19 December 2016
Annex II includes the Commission’s mandate to ESMA. The amendments to fees under EMIR that are consulted ...
MiFID - Secondary Markets
Consultation Paper - Draft RTS on package orders for which there is a liquid market
2016/1562
10 November 2016
Reference 2016/1562 Section MiFID- Secondary Markets Type Consultation Paper Main document ...
Guidelines and Technical standards
MiFID - Investor Protection
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
2016/1529
28 October 2016
Reference 2016/1529 Section Guidelines and Technical standards MiFID- Investor Protection Type ...
MiFID - Secondary Markets
Guidelines on the calibration, publication and reporting of trading halts
2016/1440
06 October 2016
Reference 2016/1440 Section MiFID- Secondary Markets Type Consultation Paper Main document ...
MiFID - Secondary Markets
Consultation Paper on Guidelines on the management body of market operators and data reporting services providers
2016/1437
05 October 2016
Reference 2016/1437 Section MiFID- Secondary Markets Type Consultation Paper Main document ...
MiFID - Investor Protection
Consultation Paper on Draft guidelines on MiFID II product governance requirements
2016/1436
05 October 2016
Reference 2016/1436 Section MiFID- Investor Protection Type Consultation Paper Main document ...