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ESMA annual statistical report on performance and costs of retail investment products in the EU - 2020

ESMA 50-165-1098
06 April 2020
Reference ESMA 50-165-1098 Section Fund Management MiFID- Investor Protection Risk Analysis & ...

Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787)

ESMA35-43-1957
10 March 2020
Reference ESMA35-43-1957 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table - Guidelines on cross-selling practices (ESMA/2016/574)

ESMA35-43-1968
10 March 2020
Reference ESMA35-43-1968 Section Guidelines and Technical standards MiFID- Investor Protection ...

MIFID II Report C6 Energy Derivatives

ESMA70-151-2908
02 March 2020
esma70-151-2908_mifid_ii_report_c6_energy_derivatives.pdf Style ESMA document ...

Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
11 February 2020
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

Final Report amending ITS on main indices and recognised exchanges under CRR

ESMA70-156-1535
11 December 2019
Reference ESMA70-156-1535 Section MiFID- Secondary Markets Type Technical Standards Main document ...

MiFID II/MiFIR Review Report No. 1

ESMA70-156-1606
05 December 2019
mifid_ii_mifir_review_report_no_1_on_prices_for_market_data_and_the_equity_ct.pdf Style ESMA document ... Reference ESMA70-156-1606 Section MiFID- Secondary Markets Type Report Main document ...

Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II - COMPLIANCE TABLE

ESMA70-156-1411
03 September 2019
_annex_1_of_mifid_ii_-_compliance_table.pdf Style ESMA document ... Reference ESMA70-156-1411 Section MiFID- Secondary Markets Type Compliance table Main document ...

Report on sanctions and measures imposed under MiFID II in 2018

ESMA35-36-1711
17 July 2019
esma35-36-1711-report_on_mifid_ii_sanctions_measures_investigations.pdf Style ESMA document ... Reference ESMA35-36-1711 Section MiFID- Investor Protection Type Report Main document ...

Compliance table on Guidelines on MiFID II suitability requirements

ESMA35-43-1430
20 June 2019
esma35-43-1430_compliance_table_on_guidelines_on_mifid_ii_suitability_requirements.pdf Style ESMA document ... Reference ESMA35-43-1430 Section Guidelines and Technical standards MiFID- Investor Protection ...

Supervisory Briefing PreTradeTransparency Non-Equity Instruments

ESMA70-156-835
03 June 2019
Reference ESMA70-156-835 Section MiFID- Secondary Markets Supervisory convergence Type Report Main ...

SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD

ESMA22-106-1683
26 March 2019
Reference ESMA22-106-1683 Section Securities and Markets Stakeholder Group Type Report Main document smsg_sustainability_advice_paper.pdf Style ESMA document ...

Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II

ESMA70-145-1345
21 March 2019
esma-70-145-1345_compliance_table_mifid_ii_guidelines_on_transaction_reporting.pdf Style ESMA document ... Reference ESMA70-145-1345 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body

ESMA35-43-1215
06 November 2018
Reference ESMA35-43-1215 Section Guidelines and Technical standards Joint Committee MiFID ...

ESMA opinion on MiFID II RTS 1

esma70-156-769
21 September 2018
Reference esma70-156-769 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63)

ESMA70-156-177
20 September 2018
Reference ESMA70-156-177 Section MiFID- Secondary Markets Type Compliance table Main document ...

Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II

ESMA70-156-350
20 September 2018
Reference ESMA70-156-350 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Follow-up Report to the Peer Review on MiFID Suitability Requirements

ESMA42-111-4653
24 July 2018
Reference ESMA42-111-4653 Section MiFID- Investor Protection Type Report Main document ... esma42-111-4653_follow-up_report_to_the_peer_review_on_mifid_suitability_requirements.pdf Style ESMA document ...

Product Intervention Analysis CFDs

ESMA50-162-215
01 June 2018
Reference ESMA50-162-215 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...

Product Intervention Analysis Binary Options

ESMA50-162-214
01 June 2018
Reference ESMA50-162-214 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...