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Q&As on MiFID II and MiFIR investor protection topics

18 February 2020
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...

Q&A on MiFIR data reporting

06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type ...

Technical Q&As on product intervention measures on CFDs and binary options

09 November 2018
Reference ESMA35-36-1262 Section MiFID- Investor Protection Type Q&A Main document ...

Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID

31 March 2017
Reference ESMA35-36-794 Section MiFID- Investor Protection Type Q&A Main document ... esma35-36-794_qa_on_cfds_and_other_speculative_products_mifid.pdf Style ESMA document ...

Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities

30 June 2015
2015-esma-1006_-_mifid_ii_final_report_on_mifid_ip_technical_standards.pdf Style ESMA document ... Reference 2015/1006 Section MiFID- Investor Protection Type Technical Standards Main document ...

MiFID Q&A in the area of investor protection and intermediaries

22 June 2012
Reference 2012/382 Section MiFID- Investor Protection Type Q&A Main document 2012-382.pdf ...