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ESMA publishes updates its Q&As on investor protection issues

03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries’ topics update answers on: Best execution ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...

ESMA updates MiFID II Q&As on transparency and market structures issues

02 October 2019
structures issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). ... supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics

12 July 2019
 under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

11 July 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries topics provide a new answer on: Best ... the application of MiFID II and MiFIR. ESMA will continue to develop this Q&A document on investor protection ...

ESMA updates MiFID II Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates MiFID Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA publishes a supervisory briefing on pre-trade transparency requirements in commodity derivatives

03 June 2019
MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

Supervisory Briefing PreTradeTransparency Non-Equity Instruments

ESMA70-156-835
03 June 2019
Reference ESMA70-156-835 Section MiFID- Secondary Markets Supervisory convergence Type Report Main ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

29 May 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The updated ... the application of MiFID II and MiFIR. Next steps ESMA will continue to develop this Q&A on investor ... protection topics under MiFID II and MiFIR, both adding questions and answers to the topics already covered ...

ESMA updates its Q&As on MiFID II and MiFIR transparency topics

02 April 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates its Q&AS on MiFID II and MiFIR investor protection and intermediaries

28 March 2019
protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). ... of MiFID II and MiFIR. ESMA will continue to develop this Q&A on investor protection topics under MiFID ... sections for other MiFID II investor protection areas not yet addressed in this Q&A.   ...

ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR COMMODITY DERIVATIVES TOPICS

27 March 2019
(ESMA) has today updated its  Questions and Answers  (Q&As) on MiFID II and MiFIR commodity ... derivatives topics. These Q&As provide clarification on issues related to the MiFID II/MiFIR regime for ... practices in the application of MiFID II and MiFIR. They provide responses to questions raised by market ...

Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin

13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ...

Brexit – the regulatory challenges

ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ...

MiFID II supervisory briefing on the use of third-country branches by EU firms

ESMA35-43-1493
11 February 2019
esma35-43-1493_mifid_ii_supervisory_briefing_on_the_use_of_third-country_branches_by_eu_firms.pdf Style ESMA document ... Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms

06 February 2019
Authority (ESMA) has today published a MiFID II supervisory briefing on the supervision of non-European ... participants with indications on the implementation of the MiFID II provisions and of the recommendations ... Brexit MiFID- Investor Protection Supervisory convergence The European Securities and Markets ...

ESMA SETS OUT 2019 PRIORITIES FOR SUPERVISORY CONVERGENCE

06 February 2019
Directive and Regulation (MiFID II/MiFIR) and reaching a common understanding on arising supervisory ...

Peer reviews

14 December 2018
Function under MiFID I   July 2017 Peer Review on the Guidelines on the Enforcement of Financial ... Information   June 2016 Peer Review on the Prospectus Approval Process   April 2016 Peer Review on MiFID ... Peer Review on Best Execution under MiFID Follow-up (January 2017) December 2014 Peer Review on MiFID ...

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
Charges- MiFID II "The first thing I want to say is that I believe the changes to cost transparency ... take the example of unbundling. Under MiFID II, inducements are banned for independent advice and ... have been so controversial. PRIIPs and MiFID II have really embedded the idea that no cost, whether ...

ESMA publishes 2018 Supervisory Convergence Work Programme

07 February 2018
  Ensuring that MiFID II/MiFIR are applied in a sound, efficient and consistent manner across the EU ... the effective application of MiFID II/MiFIR during its first year of application. This entails fulfilling ... will have implications for ESMA’s supervisory convergence agenda in the year ahead.”  MiFID II, Data ...