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Presentation on CPs MIFID-UCITS-AIFMD
22 March 2019
Reference esma35-36-1590 Section Fund Management MiFID- Investor Protection MiFID- Secondary ... Markets Type Reference Main document esma35-36-1590_presentations_cps_on_mifid-ucits-aifmd.pdf Style ESMA ...
MiFID II supervisory briefing on the use of third-country branches by EU firms
11 February 2019
esma35-43-1493_mifid_ii_supervisory_briefing_on_the_use_of_third-country_branches_by_eu_firms.pdf Style ESMA document ... Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
MiFID registers - information about web service
01 February 2016
Central counterparties Reference 2016/200 Section Short Selling MiFID- Secondary Markets Type Reference ...
This document sets out the web service for the following registers: Shares admitted to trading on regulation markets Exempted shares Systematic internalisers Regulated Markets Multilateral trading facilities Central counterparties
Errata PRIIPs Consultation Paper
05 January 2016
The ESAs have identified errors in two formulas on page 37 (paragraphs 27 and 28 of Annex II ...
The ESAs have identified errors in two formulas on page 37 (paragraphs 27 and 28 of Annex II (Market Risk Measure)) of the Joint Consultation Paper on PRIIPs Key Information Documents, published on 11 November 2015. This document contains the correct formulas.
Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD
27 March 2014
Contents Section II describes the background of the proposal. Section III specifies the timing for ...
Reasons for publication ESMA is issuing this technical advice in response to the mandate received from the European Commission on 20 December 2013 for advice on the possible content of the delegated act required by Article 67(5) of the AIFMD, concerning the information that EU competent authorities...