SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Fund Management X Supervisory convergence X Innovation and Products X MiFID - Investor Protection X MiFID - Secondary Markets X
Reset all filters

Pages

Public Statement Tick Sizes

ESMA70-1556-2485
20 March 2020
Reference ESMA70-1556-2485 Section COVID-19 MiFID- Secondary Markets Type Statement Main document ...

List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR

ESMA70-155-3832
20 March 2020
Reference ESMA70-155-3832 Section MiFID- Secondary Markets Type Decision Main document ...

ESMA Statement on COVID-19 telephone recording

ESMA35-43-2348
20 March 2020
Reference ESMA35-43-2348 Section COVID-19 MiFID- Investor Protection Type Statement Main document ...

Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787)

ESMA35-43-1957
10 March 2020
Reference ESMA35-43-1957 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table - Guidelines on cross-selling practices (ESMA/2016/574)

ESMA35-43-1968
10 March 2020
Reference ESMA35-43-1968 Section Guidelines and Technical standards MiFID- Investor Protection ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
18 February 2020
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...

Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
11 February 2020
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

Public Register for the Trading Obligation for derivatives under MiFIR

ESMA70-156-300
07 February 2020
Reference ESMA70-156-300 Section MiFID- Secondary Markets Type Reference Main document ...

ESMA’s Technical Advice to the Commission on the effects of product intervention measures

ESMA35-43-2134
04 February 2020
Reference ESMA35-43-2134 Section MiFID- Investor Protection Type Technical Advice Main document ...

Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting

ESMA35-43-1410
03 February 2020
esma35-43-1410_mifid_ii_contact_point_information_for_ncas.pdf Style ESMA document ... Reference ESMA35-43-1410 Section MiFID- Investor Protection Type Reference Main document ...

ESMA opinion under article 43(2) MiFIR (NO_CFD)

ESMA35-43-2171
03 February 2020
Reference ESMA35-43-2171 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under article 43(2) MiFIR (NO_BO)

ESMA35-43-2172
03 February 2020
Reference ESMA35-43-2172 Section MiFID- Investor Protection Type Opinion Main document ...

Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR

ESMA35-43-2131
31 January 2020
Reference ESMA35-43-2131 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Final Report amending ITS on main indices and recognised exchanges under CRR

ESMA70-156-1535
11 December 2019
Reference ESMA70-156-1535 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Q&A on MiFIR data reporting

ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type ...

Q&A on MiFID II and MiFIR market structures topics

ESMA70-872942901-38
05 December 2019
Reference ESMA70-872942901-38 Section MiFID- Secondary Markets Type Q&A Main document ...

Q&A on MiFID II and MiFIR transparency topics

ESMA70-872942901-35
05 December 2019
Reference ESMA70-872942901-35 Section MiFID- Secondary Markets Type Q&A Main document ...

MiFID II/MiFIR Review Report No. 1

ESMA70-156-1606
05 December 2019
mifid_ii_mifir_review_report_no_1_on_prices_for_market_data_and_the_equity_ct.pdf Style ESMA document ... Reference ESMA70-156-1606 Section MiFID- Secondary Markets Type Report Main document ...

PR on MIFID II Review Report No. 1

ESMA71-99-1248
05 December 2019
document esma71-99-1248_press_release_mifid_ii_review_no1.pdf Style ESMA document Related documents MiFID ... Reference ESMA71-99-1248 Section MiFID- Secondary Markets Press Releases Type Press Release Main ... II/MiFIR Review Report No. 1 ...

Banking and the MiFID II review

ESMA71-319-154
19 November 2019
Reference ESMA71-319-154 Section MiFID- Investor Protection MiFID- Secondary Markets Speeches Type ...

Pages