SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Fund Management X Supervisory convergence X Innovation and Products X MiFID - Investor Protection X
Reset all filters

Pages

Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
11 February 2020
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table - Guidelines on cross-selling practices (ESMA/2016/574)

ESMA35-43-1968
11 February 2020
Reference ESMA35-43-1968 Section Guidelines and Technical standards MiFID- Investor Protection ...

ESMA’s Technical Advice to the Commission on the effects of product intervention measures

ESMA35-43-2134
04 February 2020
Reference ESMA35-43-2134 Section MiFID- Investor Protection Type Technical Advice Main document ...

Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting

ESMA35-43-1410
03 February 2020
esma35-43-1410_mifid_ii_contact_point_information_for_ncas.pdf Style ESMA document ... Reference ESMA35-43-1410 Section MiFID- Investor Protection Type Reference Main document ...

ESMA opinion under article 43(2) MiFIR (NO_CFD)

ESMA35-43-2171
03 February 2020
Reference ESMA35-43-2171 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under article 43(2) MiFIR (NO_BO)

ESMA35-43-2172
03 February 2020
Reference ESMA35-43-2172 Section MiFID- Investor Protection Type Opinion Main document ...

Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR

ESMA35-43-2131
31 January 2020
Reference ESMA35-43-2131 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Q&A on MiFIR data reporting

ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
04 December 2019
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...

Banking and the MiFID II review

ESMA71-319-154
19 November 2019
Reference ESMA71-319-154 Section MiFID- Investor Protection MiFID- Secondary Markets Speeches Type ...

Call for evidence on MiFID II product intervention powers

ESMA-35-43-2090
30 September 2019
esma-35-43-2090_call_for_evidence_on_mifid_ii_product_intervention_powers.pdf Style ESMA document ... Reference ESMA-35-43-2090 Section MiFID- Investor Protection Type Consultation Paper Main document ...

ESMA opinion under Article 43(2) MiFIR (CY_CFD)

ESMA-35-43-1982
30 September 2019
Reference ESMA-35-43-1982 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (SI_BO)

ESMA-35-43-2062
27 August 2019
Reference ESMA-35-43-2062 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (SI_CFD)

ESMA-35-43-2063
27 August 2019
Reference ESMA-35-43-2063 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (HU_CFDs)

ESMA-35-43-2054
31 July 2019
Reference ESMA-35-43-2054 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (PL_CFD)

ESMA-35-43-1995
31 July 2019
Reference ESMA-35-43-1995 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (MT_CFD)

ESMA-35-43-1994
31 July 2019
Reference ESMA-35-43-1994 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (DE_CFD)

ESMA-35-43-1986
31 July 2019
Reference ESMA-35-43-1986 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (BG_CFD)

2019-ESMA-35-43-1980-
24 July 2019
Reference 2019-ESMA-35-43-1980- Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (DK_CFD)

2019-ESMA-35-43-1985-
24 July 2019
Reference 2019-ESMA-35-43-1985- Section MiFID- Investor Protection Type Opinion Main document ...

Pages