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Product Intervention

08 April 2020
introduced by the new MiFID regime. ESMA currently has two product intervention measures in effect under ... in MiFID such as shares, bonds, funds (UCITS funds or alternative investment funds), derivatives etc. ...

ESMA issues an opinion on Hungarian product intervention measures

08 April 2020
MiFID- Investor Protection The European Securities and Markets Authority (ESMA), the EU’s ...

ESMA opinion under article 43(2) MiFIR (HU_BO)

ESMA35-43-2320
08 April 2020
Reference ESMA35-43-2320 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under article 43(2) MiFIR (HU_CFD)

ESMA35-43-2321
08 April 2020
Reference ESMA35-43-2321 Section MiFID- Investor Protection Type Opinion Main document ...

MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA

07 April 2020
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ... Directive (MiFID II). Today’s updates include DVC data and calculations for the period 1 March 2019 to 29 ... suspended. Please be aware that ESMA does not update DVC files older than 6 months. Background MiFID II ...

Double volume cap mechanism

07 April 2020
The double volume cap mechanism (DVCM) (Article 5 of MiFIR) aims to limit the trading under the reference price waiver (Article 4(1)(a) of MiFIR) and the negotiated transaction waiver for liquid instruments (Article 4(1)(b)(i) of MiFIR) in an equity instr ...

COMPLETENESS INDICATORS

07 April 2020
(ii) the completeness shortfall. Since February 2019, these indicators are calculated on the basis ... the completeness ratio and (ii) the completeness shortfall. These indicators are calculated on the basis ...

ESMA report stresses impact of costs on retail investor benefits

06 April 2020
the relevance of disclosure of costs to investors, as required by the MiFID II, UCITS and PRIIPs rules and ... MiFID II, and the UCITS and AIFM Directives. ... Fund Management MiFID- Investor Protection Risk Analysis & Economics- Markets Infrastructure ...

ESMA report stresses impact of costs on retail investor benefits

ESMA71-99-1301
06 April 2020
Reference ESMA71-99-1301 Section Fund Management MiFID- Investor Protection Risk Analysis & ...

ESMA annual statistical report on performance and costs of retail investment products in the EU - 2020

ESMA 50-165-1098
06 April 2020
Reference ESMA 50-165-1098 Section Fund Management MiFID- Investor Protection Risk Analysis & ...

ESMA advises the European Commission on inducements and costs and charges disclosures

01 April 2020
costs and charges disclosures under MiFID II. In the advice, ESMA encourages the EC to conduct further ... to costs and charges disclosure, ESMA has found that the MiFID II disclosure regime generally works well ... MiFID- Investor Protection The European Securities and Markets Authority (ESMA), the EU’s ...

Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II

ESMA35-43-2126
01 April 2020
Reference ESMA35-43-2126 Section MiFID- Investor Protection Type Technical Advice Main document ...

ESMA completes review of MiFID II commodity derivatives regime

01 April 2020
years of the Markets in Financial Instruments Directive (MiFID II). The report contains proposals ... feed into the EC’s review of MiFID II, on the impact of position limits and position management on ... MiFID- Secondary Markets Press Releases Supervisory convergence The European Securities and ...

Technical Advice to the European Commission on weekly position reports under MiFID II

ESMA70-156-2287
01 April 2020
Reference ESMA70-156-2287 Section MiFID- Secondary Markets Supervisory convergence Type Technical ...

MiFID II Review Report on position limits and position management

ESMA70-156-2311
01 April 2020
Report Main document esma70-156-2311_mifid_ii_review_report_position_limits.pdf Style ESMA document ... Reference ESMA70-156-2311 Section MiFID- Secondary Markets Supervisory convergence Type Final ...

ESMA provides clarifications for best execution reports under MiFID II

31 March 2020
execution venues and firms of the general best execution reports required under RTS 27 and 28  of MiFID II ... COVID-19 MiFID- Investor Protection The European Securities and Markets Authority (ESMA), the EU’s ...

Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28

ESMA35-36-1919
31 March 2020
Reference ESMA35-36-1919 Section COVID-19 MiFID- Investor Protection Type Statement Main document ...

ESMA confirms application date of equity transparency calculations

27 March 2020
COVID-19 MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press Releases ... to all the market participants that have already planned for them. The results of the MiFID II ...

ESMA extends consultations response dates

20 March 2020
completeness and consistency thresholds Consultation on MiFID II/ MiFIR review report on the transparency ... MiFID II and MiFIR Consultation paper on MiFIR Review Report on Transparency for Non-equity TOD ... Market Abuse MiFID- Investor Protection MiFID- Secondary Markets Securitisation Trading ...

ESMA sets out approach on MiFIR tick-size regime for Systematic Internalisers

20 March 2020
COVID-19 MiFID- Secondary Markets Press Releases The European Securities and Markets Authority ...

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