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Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR)
07 October 2019
Reference ESMA70-155-8500 Section Benchmarks Brexit MiFID- Secondary Markets Type Statement Main ... document esma70-155-8500_statement_brexit_mifid_remaining_issues_oct2019.pdf Style ESMA document Related ...
Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019
07 October 2019
Reference ESMA90-1-167 Section Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency ... esma90-1-167_public_statement_-_brexit_update_october_2019.pdf Style ESMA document Related documents Use of UK data in ESMA databases and performance of MiFID II ...
Statement Product Intervention
12 July 2019
Reference ESMA35-36-1743 Section MiFID- Investor Protection Type Statement Main document ...
Brexit Statement - information to clients
19 December 2018
Reference ESMA35-43-1328 Section Brexit MiFID- Investor Protection Type Statement Main document ...
ESMA new SC chairs
07 November 2018
Reference ESMA71-99-1058 Section Fund Management MiFID- Investor Protection Risk Analysis & ...
Letter to the Commission on MiFID II third country regime
01 October 2018
esma70-156-236_letter_to_the_commission_on_mifid_ii_third_country_regime.pdf Style ESMA document ... Reference ESMA70-156-236 Section MiFID- Investor Protection Type Letter Main document ...
IPISC UK withdrawal from the EU Letter
01 October 2018
Reference ESMA35-36-1442 Section MiFID- Investor Protection Type Letter Main document ...
Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive
30 May 2018
Reference ESMA71-99-991 Section MiFID- Investor Protection Warnings and publications for investors ...
Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients
15 December 2017
Reference ESMA71-99-910 Section MiFID- Investor Protection Warnings and publications for investors ...
Product Intervention - General Statement
28 June 2017
being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take ... speculative products to retail investors under MiFID published 31 March 2017 |  ESMA/2016/1166 Warning ... MiFID- Investor Protection Type Statement Main document ...
This statement provides an update on the European Securities and Markets Authority’s (ESMA) work in relation to the sale of contracts for differences (CFDs), binary options and other speculative products to retail investors. ESMA has been concerned about the provision of speculative products such...
ESMA appoints new chairs to Standing Committees
30 September 2016
2016/1408 Section Board of Supervisors Fund Management Market Integrity MiFID- Investor Protection Type ...
The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed the following individuals to serve as chairs of its standing committees: Hannelore Lausch, Executive Director of the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin), Germany, will chair the Market...
MiFID practices for firms selling financial instruments subject to the BRRD resolution regime
02 June 2016
Reference 2016/902 Section MiFID- Investor Protection Type Statement Main document ...
ESMA response to the Commission Green Paper on retail financial services
26 April 2016
Reference 2016/648 Section MiFID- Investor Protection Type Letter Main document ...
The cross-selling of financial products – ESA request to the European Commission
27 January 2016
Reference ESA/2016/07 Section Joint Committee MiFID- Investor Protection Type Letter Main document ...
Letter SM to EC - implementation timeline MiFID MiFIR
17 November 2015
Reference 2015/1513 Section MiFID- Investor Protection Type Letter Main document ... esma-2015-1513_letter_sm_to_ec_-_implementation_timeline_mifid_mifir.pdf Style ESMA document ...
Letter to Jonathan Faull (EC) regarding draft technical standards
28 January 2014
Reference 2013/1941 Section MiFID- Investor Protection MiFID- Secondary Markets Type Letter Main ...
Reply of ESMA to the European Commission’s Green Paper on Shadow Banking
27 July 2012
Reference 2012/476 Section MiFID- Investor Protection Type Letter Main document esma-2012 ...