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Q&A on MiFIR data reporting

ESMA70-1861941480-56
07 October 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Type Q&A Main document ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
03 October 2019
esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Type Q&A Main document ...

Q&A on MiFID II and MiFIR market structures topics

ESMA70-872942901-38
02 October 2019
Reference ESMA70-872942901-38 Section MiFID- Secondary Markets Type Q&A Main document ...

Q&A on MiFID II and MiFIR transparency topics

ESMA70-872942901-35
02 October 2019
Reference ESMA70-872942901-35 Section MiFID- Secondary Markets Type Q&A Main document ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
05 June 2019
Recommendations Main document esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1.pdf Translated ... versions esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ... _annex_1_bg.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1_cs.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ...

Q&A on MiFID II and MiFIR commodity derivatives topics

ESMA70-872942901-36
27 March 2019
Reference ESMA70-872942901-36 Section MiFID- Secondary Markets Type Q&A Main document ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
21 December 2018
Main document esma-70-156-869_guidelines_on_the_application_of_c6_and_c7_of_annex_1_of_mifid_ii ... Reference ESMA-70-156-869 Section MiFID- Secondary Markets Type Guidelines & Recommendations ...

Technical Q&As on product intervention measures on CFDs and binary options

ESMA35-36-1262
09 November 2018
Reference ESMA35-36-1262 Section MiFID- Investor Protection Type Q&A Main document ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-1163
06 November 2018
esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements.pdf Translated versions ... esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_bg.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ... _suitability_requirements_cs.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_da.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ...

BoS Decision Notice AT Guidelines Withdrawal

ESMA70-154-803
03 October 2018
Reference ESMA70-154-803 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
21 March 2018
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Guidelines on MiFID II product governance requirements

ESMA35-43-620
05 February 2018
esma35-43-620_guidelines_on_mifid_ii_product_governance_requirements.pdf Translated versions esma35-43-620_guidelines_on_mifid_ii ... _product_governance_bg.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_cs.pdf esma35-43-620_guidelines_on_mifid_ii ... _product_governance_da.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_de.pdf esma35-43-620_guidelines_on_mifid_ii ...

MiFID II Q&A on post-trading issues

ESMA70-151-957
14 December 2017
Reference ESMA70-151-957 Section MiFID- Secondary Markets Post Trading Type Q&A Main document ... esma70-151-957_qas_on_mifid_post_trading.pdf Style ESMA document ...

Guidelines on the management body of market operators and data reporting services providers

ESMA70-154-271
28 September 2017
ESMA70-154-271 Section Guidelines and Technical standards MiFID- Secondary Markets Type Guidelines & ...

Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
26 September 2017
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Transaction reporting, order record keeping and clock synchronisation under MiFID II - track changes

ESMA/2016/1452 TC
08 August 2017
Main document 2016-1452_guidelines_mifid_ii_transaction_reporting_tc.pdf Style ESMA document ... Reference ESMA/2016/1452 TC Section MiFID- Secondary Markets Type Guidelines & Recommendations ...

Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

2016/1452
08 August 2017
Recommendations Main document 2016-1452_guidelines_mifid_ii_transaction_reporting.pdf Translated versions ... esma-2016-1452_guidelines_mifid_ii_transaction_reporting_bg.pdf esma-2016-1452_guidelines_mifid_ii ... _transaction_reporting_cs.pdf esma-2016-1452_guidelines_mifid_ii_transaction_reporting_da.pdf esma-2016-1452_guidelines_mifid_ii ...

Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II

ESMA70-872942901-63
27 June 2017
Recommendations Main document esma70-872942901-63_mifid_ii_guidelines_on_trading_halts.pdf Translated versions ... ESMA70-872942901-63 Section Guidelines and Technical standards MiFID- Secondary Markets Type Guidelines & ...

Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID

ESMA35-36-794
31 March 2017
Reference ESMA35-36-794 Section MiFID- Investor Protection Type Q&A Main document ... esma35-36-794_qa_on_cfds_and_other_speculative_products_mifid.pdf Style ESMA document ...

2016-1673 Q&A on MiFID II commodity derivatives topics

2016/1673
19 December 2016
2016-1673_qa_mifid_ii_on_commodity_derivatives_topics.docx.pdf Style ESMA document ... Reference 2016/1673 Section MiFID- Secondary Markets Type Q&A Main document ...

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