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Q&A on MiFIR data reporting

ESMA70-1861941480-56
07 October 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Type Q&A Main document ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
03 October 2019
esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Type Q&A Main document ...

Q&A on MiFID II and MiFIR market structures topics

ESMA70-872942901-38
02 October 2019
Reference ESMA70-872942901-38 Section MiFID- Secondary Markets Type Q&A Main document ...

Q&A on MiFID II and MiFIR transparency topics

ESMA70-872942901-35
02 October 2019
Reference ESMA70-872942901-35 Section MiFID- Secondary Markets Type Q&A Main document ...

Report on sanctions and measures imposed under MiFID II in 2018

ESMA35-36-1711
17 July 2019
esma35-36-1711-report_on_mifid_ii_sanctions_measures_investigations.pdf Style ESMA document ... Reference ESMA35-36-1711 Section MiFID- Investor Protection Type Report Main document ...

Supervisory Briefing PreTradeTransparency Non-Equity Instruments

ESMA70-156-835
03 June 2019
Reference ESMA70-156-835 Section MiFID- Secondary Markets Supervisory convergence Type Report Main ...

Q&A on MiFID II and MiFIR commodity derivatives topics

ESMA70-872942901-36
27 March 2019
Reference ESMA70-872942901-36 Section MiFID- Secondary Markets Type Q&A Main document ...

SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD

ESMA22-106-1683
26 March 2019
Reference ESMA22-106-1683 Section Securities and Markets Stakeholder Group Type Report Main document smsg_sustainability_advice_paper.pdf Style ESMA document ...

Technical Q&As on product intervention measures on CFDs and binary options

ESMA35-36-1262
09 November 2018
Reference ESMA35-36-1262 Section MiFID- Investor Protection Type Q&A Main document ...

Follow-up Report to the Peer Review on MiFID Suitability Requirements

ESMA42-111-4653
24 July 2018
Reference ESMA42-111-4653 Section MiFID- Investor Protection Type Report Main document ... esma42-111-4653_follow-up_report_to_the_peer_review_on_mifid_suitability_requirements.pdf Style ESMA document ...

Product Intervention Analysis CFDs

ESMA50-162-215
01 June 2018
Reference ESMA50-162-215 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...

Product Intervention Analysis Binary Options

ESMA50-162-214
01 June 2018
Reference ESMA50-162-214 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...

MiFID II Q&A on post-trading issues

ESMA70-151-957
14 December 2017
Reference ESMA70-151-957 Section MiFID- Secondary Markets Post Trading Type Q&A Main document ... esma70-151-957_qas_on_mifid_post_trading.pdf Style ESMA document ...

Final report on draft RTS on the trading obligation for derivatives under MiFIR

ESMA70-156-227
29 September 2017
Reference ESMA70-156-227 Section MiFID- Secondary Markets Type Report Main document ...

Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information

ESMA42-113-627
18 May 2017
esma42-113-627_mifid_clear_and_not_misleading_information_follow_up_peer_review_report.pdf Style ESMA document ...

Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments

ESMA/2017/70-8792942901-40
31 March 2017
Reference ESMA/2017/70-8792942901-40 Section MiFID- Secondary Markets Type Report Main document ...

Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID

ESMA35-36-794
31 March 2017
Reference ESMA35-36-794 Section MiFID- Investor Protection Type Q&A Main document ... esma35-36-794_qa_on_cfds_and_other_speculative_products_mifid.pdf Style ESMA document ...

Final report on draft RTS on package orders for which there is a liquid market

ESMA70-872942901-21
28 February 2017
Reference ESMA70-872942901-21 Section MiFID- Secondary Markets Type Report Main document ...

ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution

ESMA42-1643088512-2962
11 January 2017
Reference ESMA42-1643088512-2962 Section MiFID- Investor Protection MiFID- Secondary Markets ...

2016-1673 Q&A on MiFID II commodity derivatives topics

2016/1673
19 December 2016
2016-1673_qa_mifid_ii_on_commodity_derivatives_topics.docx.pdf Style ESMA document ... Reference 2016/1673 Section MiFID- Secondary Markets Type Q&A Main document ...