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Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
28 October 2016
Reference 2016/1529 Section Guidelines and Technical standards MiFID- Investor Protection Type ...
Guidelines on participant default rules and procedures under CSDR
31 May 2016
the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II ...
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and...