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Consultation Paper on draft regulatory technical standards under the ELTIF Regulation

2015/1239
31 July 2015
document will be of interest to (i) ELTIF managers and their trade associations, (ii) alternative ...

Guidelines on sound remuneration policies under the UCITS Directive and AIFMD

2015/1172
23 July 2015
remuneration are marked up against the AIFMD provisions. Annex II sets out the list of questions contained in ...

Guidelines on asset segregation under the AIFMD

2014/1326
01 December 2014
associations, (ii) alternative investment funds managers and their trade associations, as well as (iii) ...

Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD

2014/312
27 March 2014
Contents Section II describes the background of the proposal. Section III specifies the timing for ...

Draft Guidelines on sound remuneration policies under the AIFMD

2012/406
28 June 2012
Annex II of the AIFMD establishes a set of rules (largely inspired from the provisions ... to develop guidelines on sound remuneration policies which comply with Annex II of the AIFMD. This ...

Consultation paper - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation

10-831
12 July 2010
Reference 10-831 Section CESR Archive Type Consultation Paper Main document 10_831.pdf Style ESMA document ...

Consultation paper - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets transparency

10-510
07 May 2010
Reference 10-510 Section CESR Archive Type Consultation Paper Main document 10_510.pdf Style ESMA document ...

Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee

10-591
06 May 2010
Reference 10-591 Section CESR Archive Type Q&A Main document 10_591.pdf Style ESMA document ...

Question and Answers - Understanding the definition of advice under MiFID

10-293
19 April 2010
Reference 10-293 Section CESR Archive Type Q&A Main document 10_293.pdf Style ESMA document ...

Consultation paper - CESR technical advice in the context of the MiFID review –Investor Protection and Intermediaries

10-417
13 April 2010
Reference 10-417 Section CESR Archive Type Consultation Paper Main document 10_417.pdf Style ESMA document ...

Consultation paper - CESR technical advice in the context of the MiFID review –Transaction Reporting

10-292
13 April 2010
Reference 10-292 Section CESR Archive Type Consultation Paper Main document 10_292.pdf Style ESMA document ...

Consultation Paper - CESR technical advice to the Commission in the context of the MiFID Review - Equity Markets

10-394
13 April 2010
Reference 10-394 Section CESR Archive Type Consultation Paper Main document 10_394.pdf Style ESMA document ...

Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements

09-559
03 November 2009
Reference 09-559 Section CESR Archive Type Q&A Main document 09_559.pdf Style ESMA document ...

Consultation paper - Guidance on Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

09-955
21 October 2009
Reference 09-955 Section CESR Archive Type Consultation Paper Main document 09_955.pdf Style ESMA document ...

Consultation paper - Understanding the definition of advice under MiFID

09-665
14 October 2009
Reference 09-665 Section CESR Archive Type Consultation Paper Main document 09_665.pdf Style ESMA document ...

Consultation paper - MiFID complex and non-complex financial instruments for the purposes of the Directive’s appropriateness requirements

09-295
14 May 2009
Reference 09-295 Section CESR Archive Type Consultation Paper Main document 09_295.pdf Style ESMA document ...

Call for evidence - Impact of MiFID on secondary markets functioning

08-872
03 November 2008
Reference 08-872 Section CESR Archive Type Consultation Paper Main document 08_872.pdf Style ESMA document ...

Call for evidence - Review of the scope of the MiFID transaction reporting obligation

08-873
03 November 2008
Reference 08-873 Section CESR Archive Type Consultation Paper Main document 08_873.pdf Style ESMA document ...

Consultation Paper - Improving the functioning of the MiFID database

07-832
17 December 2007
Reference 07-832 Section CESR Archive Type Consultation Paper Main document 07_832.pdf Style ESMA document ...

Consultation paper - Draft MiFID work-programme for 2007/2008

07-704
22 October 2007
Reference 07-704 Section CESR Archive Type Consultation Paper Main document 07_704.pdf Style ESMA document ...