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Q&A on MiFIR data reporting

ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type ...

Q&A on MiFID II and MiFIR market structures topics

ESMA70-872942901-38
05 December 2019
Reference ESMA70-872942901-38 Section MiFID- Secondary Markets Type Q&A Main document ...

Q&A on MiFID II and MiFIR transparency topics

ESMA70-872942901-35
05 December 2019
Reference ESMA70-872942901-35 Section MiFID- Secondary Markets Type Q&A Main document ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
04 December 2019
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...

Q&A on MiFID II and MiFIR commodity derivatives topics

ESMA70-872942901-36
27 March 2019
Reference ESMA70-872942901-36 Section MiFID- Secondary Markets Type Q&A Main document ...

Technical Q&As on product intervention measures on CFDs and binary options

ESMA35-36-1262
09 November 2018
Reference ESMA35-36-1262 Section MiFID- Investor Protection Type Q&A Main document ...

MiFID II Q&A on post-trading issues

ESMA70-151-957
14 December 2017
Reference ESMA70-151-957 Section MiFID- Secondary Markets Post Trading Type Q&A Main document ... esma70-151-957_qas_on_mifid_post_trading.pdf Style ESMA document ...

Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID

ESMA35-36-794
31 March 2017
Reference ESMA35-36-794 Section MiFID- Investor Protection Type Q&A Main document ... esma35-36-794_qa_on_cfds_and_other_speculative_products_mifid.pdf Style ESMA document ...

2016-1673 Q&A on MiFID II commodity derivatives topics

2016/1673
19 December 2016
2016-1673_qa_mifid_ii_on_commodity_derivatives_topics.docx.pdf Style ESMA document ... Reference 2016/1673 Section MiFID- Secondary Markets Type Q&A Main document ...

Technical Advice to the Commission on MiFID II and MiFIR

2014/1569
19 December 2014
of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation ... (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on ... months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows ...

Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD

2014/312
27 March 2014
Contents Section II describes the background of the proposal. Section III specifies the timing for ...

ESMA Technical advice on equivalence of Japan for CCP II - Commodities CCPs

2014/123
30 January 2014
2014-esma-123_-_esma_technical_advice_on_equivalence_of_japan_for_ccp_ii_u_-_commodities_ccps.pdf Style ESMA document ...

MiFID Q&A in the area of investor protection and intermediaries

2012/382
22 June 2012
Reference 2012/382 Section MiFID- Investor Protection Type Q&A Main document 2012-382.pdf ...

Technical advice on CRA regulatory equivalence - US, Canada and Australia

2012/259
18 April 2012
to the European Commission in respect of the equivalence between the US (Part I), Canada (Part II) and Australia ...

Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation

10-1045
22 October 2010
Reference 10-1045 Section CESR Archive Type CESR Document Main document 10_1045.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries

10-918
06 September 2010
Reference 10-918 Section CESR Archive Type CESR Document Main document 10_918.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting

10-796
29 July 2010
Reference 10-796 Section CESR Archive Type CESR Document Main document 10_796.pdf Style ESMA document ...

Guidelines - Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-347
04 June 2010
Reference 10-347 Section CESR Archive Type CESR Document Main document 1-10_347.pdf Style ESMA document ...

Feedback statement - CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-346
04 June 2010
Reference 10-346 Section CESR Archive Type CESR Document Main document 10_346.pdf Style ESMA document ...

Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee

10-591
06 May 2010
Reference 10-591 Section CESR Archive Type Q&A Main document 10_591.pdf Style ESMA document ...