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Q&A on MiFIR data reporting
07 October 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Type Q&A Main document ...
Q&As on MiFID II and MiFIR investor protection topics
03 October 2019
esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Type Q&A Main document ...
Q&A on MiFID II and MiFIR market structures topics
02 October 2019
Reference ESMA70-872942901-38 Section MiFID- Secondary Markets Type Q&A Main document ...
Q&A on MiFID II and MiFIR transparency topics
02 October 2019
Reference ESMA70-872942901-35 Section MiFID- Secondary Markets Type Q&A Main document ...
Q&A on MiFID II and MiFIR commodity derivatives topics
27 March 2019
Reference ESMA70-872942901-36 Section MiFID- Secondary Markets Type Q&A Main document ...
Technical Q&As on product intervention measures on CFDs and binary options
09 November 2018
Reference ESMA35-36-1262 Section MiFID- Investor Protection Type Q&A Main document ...
MiFID II Q&A on post-trading issues
14 December 2017
Reference ESMA70-151-957 Section MiFID- Secondary Markets Post Trading Type Q&A Main document ... esma70-151-957_qas_on_mifid_post_trading.pdf Style ESMA document ...
Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID
31 March 2017
Reference ESMA35-36-794 Section MiFID- Investor Protection Type Q&A Main document ... esma35-36-794_qa_on_cfds_and_other_speculative_products_mifid.pdf Style ESMA document ...
2016-1673 Q&A on MiFID II commodity derivatives topics
19 December 2016
2016-1673_qa_mifid_ii_on_commodity_derivatives_topics.docx.pdf Style ESMA document ... Reference 2016/1673 Section MiFID- Secondary Markets Type Q&A Main document ...
Technical Advice to the Commission on MiFID II and MiFIR
19 December 2014
of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation ... (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on ... months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows ...
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several...
Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD
27 March 2014
Contents Section II describes the background of the proposal. Section III specifies the timing for ...
Reasons for publication ESMA is issuing this technical advice in response to the mandate received from the European Commission on 20 December 2013 for advice on the possible content of the delegated act required by Article 67(5) of the AIFMD, concerning the information that EU competent authorities...
ESMA Technical advice on equivalence of Japan for CCP II - Commodities CCPs
30 January 2014
2014-esma-123_-_esma_technical_advice_on_equivalence_of_japan_for_ccp_ii_u_-_commodities_ccps.pdf Style ESMA document ...
ESMA delivers second set of advice on EMIR equivalence Following its technical advice published on 9 September 2013, the European Securities and Market Authority (ESMA) has published a supplement to its advice to the European Commission on the equivalence of the regulatory regime for central...
MiFID Q&A in the area of investor protection and intermediaries
22 June 2012
Reference 2012/382 Section MiFID- Investor Protection Type Q&A Main document 2012-382.pdf ...
Technical advice on CRA regulatory equivalence - US, Canada and Australia
18 April 2012
to the European Commission in respect of the equivalence between the US (Part I), Canada (Part II) and Australia ...
On 12 June 2009 the European Commission requested CESR, now ESMA, to provide its technical advice on the equivalence between the legal and supervisory framework of Japan, The United States, and Canada with the EU regulatory regime for credit rating agencies. (Regulation (EC) No. 1060/2009 of the...
Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee
06 May 2010
Reference 10-591 Section CESR Archive Type Q&A Main document 10_591.pdf Style ESMA document ...
Question and Answers - Understanding the definition of advice under MiFID
19 April 2010
Reference 10-293 Section CESR Archive Type Q&A Main document 10_293.pdf Style ESMA document ...
Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements
03 November 2009
Reference 09-559 Section CESR Archive Type Q&A Main document 09_559.pdf Style ESMA document ...