SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Opinion X Press Release X Consultation Paper X Reference X Guidelines and Technical standards X
Reset all filters

Annex (Template for the Assessment of Collective Suitability)

ESMA71-99-608
02 October 2017
Reference ESMA71-99-608 Section Guidelines and Technical standards MiFID- Investor Protection Type ...

EBA and ESMA provide guidance to assess the suitability of management body members and key function holders

ESMA71-99-599
26 September 2017
holders. Reference ESMA71-99-599 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Annex I - Template for the assessment of collective suitability

2016/1529 ANNEX
31 October 2016
Reference 2016/1529 ANNEX Section Guidelines and Technical standards MiFID- Investor Protection ...

Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

2016/1529
28 October 2016
Reference 2016/1529 Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Guidelines on participant default rules and procedures under CSDR

2016/732
31 May 2016
the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II ...