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Notice of ESMA's Product Intervention Decisions on CFDs and binary options

ESMA35-43-1135
01 June 2018
Reference ESMA35-43-1135 Section MiFID- Investor Protection Warnings and publications for ...

Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive

ESMA71-99-991
30 May 2018
Reference ESMA71-99-991 Section MiFID- Investor Protection Warnings and publications for investors ...

Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients

ESMA71-99-910
15 December 2017
Reference ESMA71-99-910 Section MiFID- Investor Protection Warnings and publications for investors ...

Enhanced protection for retail investors: MiFID II and MiFIR

2014/726
30 June 2014
updated and strengthened in some important areas and will be known as MiFID II. MiFID is central ... Type Reference Main document 2014-726_enhanced_protection_for_retail_investors_-_mifid_ii ... or invest in financial products. The Markets in Financial Instruments Directive (MiFID) is being ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

Guide to investing

2012/682
19 October 2012
Reference 2012/682 Section MiFID- Investor Protection Warnings and publications for investors Type ...

Protocol on the Operation of CESR MiFID Database

09-172d
30 December 2010
Reference 09-172d Section CESR Archive Type Reference Main document 09_172d.pdf Style ESMA document ...

Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation

10-1045
22 October 2010
Reference 10-1045 Section CESR Archive Type CESR Document Main document 10_1045.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries

10-918
06 September 2010
Reference 10-918 Section CESR Archive Type CESR Document Main document 10_918.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting

10-796
29 July 2010
Reference 10-796 Section CESR Archive Type CESR Document Main document 10_796.pdf Style ESMA document ...

Consultation paper - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation

10-831
12 July 2010
Reference 10-831 Section CESR Archive Type Consultation Paper Main document 10_831.pdf Style ESMA document ...

Guidelines - Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-347
04 June 2010
Reference 10-347 Section CESR Archive Type CESR Document Main document 1-10_347.pdf Style ESMA document ...

Feedback statement - CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-346
04 June 2010
Reference 10-346 Section CESR Archive Type CESR Document Main document 10_346.pdf Style ESMA document ...

Consultation paper - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets transparency

10-510
07 May 2010
Reference 10-510 Section CESR Archive Type Consultation Paper Main document 10_510.pdf Style ESMA document ...

Commission's response to CESR's letter regarding the MiFID review

10-349
21 April 2010
Reference 10-349 Section CESR Archive Type Reference Main document 10_349.pdf Style ESMA document ...

Commission's response to CESR's letter regarding the MiFID review

10-349
21 April 2010
Reference 10-349 Section CESR Archive Type Reference Main document 1-10_349.pdf Style ESMA document ...

Feedback statement - Understanding the definition of advice under MiFID

10-294
19 April 2010
Reference 10-294 Section CESR Archive Type CESR Document Main document 10_294.pdf Style ESMA document ...

Consultation paper - CESR technical advice in the context of the MiFID review –Investor Protection and Intermediaries

10-417
13 April 2010
Reference 10-417 Section CESR Archive Type Consultation Paper Main document 10_417.pdf Style ESMA document ...

Consultation paper - CESR technical advice in the context of the MiFID review –Transaction Reporting

10-292
13 April 2010
Reference 10-292 Section CESR Archive Type Consultation Paper Main document 10_292.pdf Style ESMA document ...

Commission request for additional information from CESR in relation to the review of MiFID

MARKT G3/SH/cr Ares (2009)
13 April 2010
Reference MARKT G3/SH/cr Ares (2009) Section CESR Archive Type Reference Main document g3_sh_cr_ares_2009.pdf Style ESMA document ...

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