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Brexit Update March 2019

ESMA90-1-83
28 March 2019
Reference ESMA90-1-83 Section Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II ...

Update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation

33-9-149
04 April 2017
equivalence. This Methodological Framework is provided in Annex II of the 2011 Guidelines on Endorsement. By ...

Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009

2011/461
22 December 2011
Reference 2011/461 Section Credit Rating Agencies Type Technical Standards Main document 2011_461.pdf Style ESMA document ...

Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2

2011/304
19 September 2011
Reference 2011/304 Section Credit Rating Agencies Type Consultation Paper Main document 2011_304.pdf Style ESMA document ...

Protocol on the Operation of CESR MiFID Database

09-172d
30 December 2010
Reference 09-172d Section CESR Archive Type Reference Main document 09_172d.pdf Style ESMA document ...

Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation

10-1045
22 October 2010
Reference 10-1045 Section CESR Archive Type CESR Document Main document 10_1045.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries

10-918
06 September 2010
Reference 10-918 Section CESR Archive Type CESR Document Main document 10_918.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting

10-796
29 July 2010
Reference 10-796 Section CESR Archive Type CESR Document Main document 10_796.pdf Style ESMA document ...

Consultation paper - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation

10-831
12 July 2010
Reference 10-831 Section CESR Archive Type Consultation Paper Main document 10_831.pdf Style ESMA document ...

Guidelines - Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-347
04 June 2010
Reference 10-347 Section CESR Archive Type CESR Document Main document 1-10_347.pdf Style ESMA document ...

Feedback statement - CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-346
04 June 2010
Reference 10-346 Section CESR Archive Type CESR Document Main document 10_346.pdf Style ESMA document ...

Consultation paper - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets transparency

10-510
07 May 2010
Reference 10-510 Section CESR Archive Type Consultation Paper Main document 10_510.pdf Style ESMA document ...

Commission's response to CESR's letter regarding the MiFID review

10-349
21 April 2010
Reference 10-349 Section CESR Archive Type Reference Main document 10_349.pdf Style ESMA document ...

Commission's response to CESR's letter regarding the MiFID review

10-349
21 April 2010
Reference 10-349 Section CESR Archive Type Reference Main document 1-10_349.pdf Style ESMA document ...

Feedback statement - Understanding the definition of advice under MiFID

10-294
19 April 2010
Reference 10-294 Section CESR Archive Type CESR Document Main document 10_294.pdf Style ESMA document ...

Consultation paper - CESR technical advice in the context of the MiFID review –Investor Protection and Intermediaries

10-417
13 April 2010
Reference 10-417 Section CESR Archive Type Consultation Paper Main document 10_417.pdf Style ESMA document ...

Consultation paper - CESR technical advice in the context of the MiFID review –Transaction Reporting

10-292
13 April 2010
Reference 10-292 Section CESR Archive Type Consultation Paper Main document 10_292.pdf Style ESMA document ...

Commission request for additional information from CESR in relation to the review of MiFID

MARKT G3/SH/cr Ares (2009)
13 April 2010
Reference MARKT G3/SH/cr Ares (2009) Section CESR Archive Type Reference Main document g3_sh_cr_ares_2009.pdf Style ESMA document ...

Consultation Paper - CESR technical advice to the Commission in the context of the MiFID Review - Equity Markets

10-394
13 April 2010
Reference 10-394 Section CESR Archive Type Consultation Paper Main document 10_394.pdf Style ESMA document ...

Consultation paper - Guidance on Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

09-955
21 October 2009
Reference 09-955 Section CESR Archive Type Consultation Paper Main document 09_955.pdf Style ESMA document ...

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