REFINE YOUR SEARCH
Type of document
Opinion X Statement X Technical Standards X MiFID II: Transparency Calculations and DVC X Innovation and Products XReset all filters
Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019
07 October 2019
Reference ESMA70-155-7658 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ...
ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019
07 October 2019
Reference ESMA65-8-6254 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ... performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 ...
Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019
07 October 2019
Reference ESMA90-1-167 Section Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency ... esma90-1-167_public_statement_-_brexit_update_october_2019.pdf Style ESMA document Related documents Use of UK data in ESMA databases and performance of MiFID II ...
Brexit Update March 2019
28 March 2019
Reference ESMA90-1-83 Section Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II ...
Public statement on Brexit Data Operational Plan
19 March 2019
Reference ESMA65-8-6254 Section Brexit MiFID II: Transparency Calculations and DVC Type Statement ...
Use of UK data in ESMA databases in case of a no-deal Brexit
05 February 2019
Reference ESMA 70-155-7026 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ...
ESMA appoints new chairs to Standing Committees
29 September 2017
Corporate Information Innovation and Products Market Integrity MiFID- Secondary Markets Post Trading Type ...
Product Intervention - General Statement
28 June 2017
being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take ... speculative products to retail investors under MiFID published 31 March 2017 |  ESMA/2016/1166 Warning ... MiFID- Investor Protection Type Statement Main document ...
This statement provides an update on the European Securities and Markets Authority’s (ESMA) work in relation to the sale of contracts for differences (CFDs), binary options and other speculative products to retail investors. ESMA has been concerned about the provision of speculative products such...
Structured Retail Products - Good practices for product governance arrangements
27 March 2014
Instruments Directive (MiFID) and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs. 4. ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...
Legal basis 1. Regulation (EU) No 1095/2010 (ESMA Regulation) sets out the European Securities and Markets Authority’s (ESMA) scope of action, tasks and powers which include “enhancing customer protection”, and “foster[ing] investor protection”. 2. In order to continue delivering on this investor...