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Presentation on CPs MIFID-UCITS-AIFMD
22 March 2019
Reference esma35-36-1590 Section Fund Management MiFID- Investor Protection MiFID- Secondary ... Markets Type Reference Main document esma35-36-1590_presentations_cps_on_mifid-ucits-aifmd.pdf Style ESMA ...
ESMA new SC chairs
07 November 2018
Reference ESMA71-99-1058 Section Fund Management MiFID- Investor Protection Risk Analysis & ...
ESMA appoints new chairs to Standing Committees
30 September 2016
2016/1408 Section Board of Supervisors Fund Management Market Integrity MiFID- Investor Protection Type ...
The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed the following individuals to serve as chairs of its standing committees: Hannelore Lausch, Executive Director of the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin), Germany, will chair the Market...
Errata PRIIPs Consultation Paper
05 January 2016
The ESAs have identified errors in two formulas on page 37 (paragraphs 27 and 28 of Annex II ...
The ESAs have identified errors in two formulas on page 37 (paragraphs 27 and 28 of Annex II (Market Risk Measure)) of the Joint Consultation Paper on PRIIPs Key Information Documents, published on 11 November 2015. This document contains the correct formulas.
ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes
30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...
AIFMD and the request to ESMA for an Opinion In accordance with Articles 36 and 42 of the AIFMD, non-EU AIFMs and non-EU AIFs managed by EU AIFMs are subject to the NPPR of each of the Member States where the AIFs are marketed or managed. However, the AIFMD makes provision for the passport, which...