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ESMA report stresses impact of costs on retail investor benefits
06 April 2020
Reference ESMA71-99-1301 Section Fund Management MiFID- Investor Protection Risk Analysis & ...
Steven Maijoor Keynote speech - BETTER FINANCE 10th Anniversary 2019
03 April 2019
Reference ESMA71-319-93 Section Fund Management MiFID- Investor Protection Risk Analysis & ...
Press release - ESMA consults on measures to promote sustainability in EU capital markets
19 December 2018
Reference ESMA71-99-1085 Section Credit Rating Agencies Fund Management MiFID- Investor Protection ...
ESMA71-99-973 Press Release Product Intervention EUOJ publication
01 June 2018
Reference ESMA71-99-973 Section MiFID- Investor Protection Press Releases Warnings and ...
PR on EBA-ESMA statement on retail holders of bail-inable instruments
30 May 2018
Reference ESMA71-99-987 Section MiFID- Investor Protection Press Releases Warnings and ...
ESAs - main risks to EU financial market stability have intensified
05 May 2015
Directive (MiFID II) and Regulation (MiFIR), the work on the implementation of the Capital Requirements ... the Deposit-Guarantee Schemes Directive (DGS) and the Solvency II Directive, as well as the European Commission’s plan ... securities sectors, such as the Comprehensive Assessment, the insurance sector stress test and Solvency II ...
The Joint Committee of the European Supervisory Authorities (ESAs) published its fifth Report on Risks and Vulnerabilities in the EU Financial System. Overall, the report found that in the past six months, risks affecting the EU financial system have not changed in substance, but have further...
ESMA tells firms to improve their selling practices for complex financial products
07 February 2014
selling practices under MiFID (Markets in Financial Instruments Directive).ESMA is issuing this Opinion as ... it is concerned that firms’ compliance with the MiFID selling practices when selling complex products ... posed by these products to investor protection when MiFID rules are not fully respected is such that we ...
The European Securities and Markets Authority (ESMA) has published an Opinion on practices to be observed by investment firms when selling complex financial products to investors. ESMA is issuing this opinion to remind national supervisors and investment firms about the importance of requirements...
MiFID practices for firms selling complex products
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...
ESMA and the EBA warn investors about contracts for difference
28 February 2013
376395Email: email@example.com Reference 2013/266 Section MiFID- Investor Protection Warnings and ...
The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have published a warning to retail investors about the dangers of investing in contracts for difference (CFDs).The two authorities are concerned that during the current period of low investment returns,...