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Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
18 February 2020
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...

Q&A on MiFIR data reporting

ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type ...

FESE Dinner Address

ESMA71-319-120
04 June 2019
Reference ESMA71-319-120 Section Brexit International cooperation MiFID- Secondary Markets Post ...

Brexit – the regulatory challenges

ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ...

MiFID II Q&A on post-trading issues

ESMA70-151-957
14 December 2017
Reference ESMA70-151-957 Section MiFID- Secondary Markets Post Trading Type Q&A Main document ... esma70-151-957_qas_on_mifid_post_trading.pdf Style ESMA document ...

Keynote Address at ASIFMA Annual Conference 2017 Hong Kong - Verena Ross

ESMA71-319-65
30 November 2017
Reference ESMA71-319-65 Section MiFID- Secondary Markets Post Trading Speeches Type Speech Main ...

Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union

ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

Opinion on a proposed emergency measure by CONSOB under the Short Selling Regulation

2016/1431
04 October 2016
considers the measure or proposed measure is necessary to address the exceptional circumstances. II ...

Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation (EU) No 236/2012 on short selling and certain aspects of credit default swaps

2016/28
11 January 2016
44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II.Previous measures ...

ESMA Opinion on emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1489
30 September 2015
of the ESMA Regulation the Board of Supervisors has adopted this opinion. II. Background 3. On the 29th ...

ESMA Opinion on emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1304
01 September 2015
with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1243
03 August 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... Thus, the following financial instruments under MiFID are included: options, covered warrants, futures, ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1218
28 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... to the Annex of Commission Regulation No 918/2012. Thus, the following financial instruments under MiFID are ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1139
21 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... MiFID are included: options, covered warrants, futures, index-related instruments, contracts for ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation

2015/1131
13 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1104
07 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...

Opinion on draft RTS on the Clearing Obligation

2015/223
29 January 2015
derivative contracts referred to in Article 4(1)(b)(ii) of EMIR. Background and Procedure On 1 October 2014, ...