SEARCH
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Innovation and Products filter Innovation and Products
- MiFID - Secondary Markets (72) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (68) Apply MiFID - Investor Protection filter
- CESR Archive (29) Apply CESR Archive filter
- Short Selling (9) Apply Short Selling filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Market Integrity (8) Apply Market Integrity filter
- Guidelines and Technical standards (4) Apply Guidelines and Technical standards filter
- Post Trading (4) Apply Post Trading filter
- Brexit (2) Apply Brexit filter
- Audit (1) Apply Audit filter
- Corporate Disclosure (1) Apply Corporate Disclosure filter
- Prospectus (1) Apply Prospectus filter
- Sustainable finance (1) Apply Sustainable finance filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- Consultation Paper (4) Apply Consultation Paper filter
- Statement (4) Apply Statement filter
- Press Release (3) Apply Press Release filter
- Speech (3) Apply Speech filter
- Reference (2) Apply Reference filter
- Guidelines & Recommendations (1) Apply Guidelines & Recommendations filter
- Technical Advice (1) Apply Technical Advice filter
Your filters Reset all filters
Fund Management
ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes
2015/1235
30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...
MiFID - Investor Protection
Innovation and Products
Structured Retail Products - Good practices for product governance arrangements
2014/332
27 March 2014
Instruments Directive (MiFID) and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs. 4. ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...