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Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

Comparison of liability regimes in Member States in relation to the Prospectus Directive

2013/619
10 June 2013
  Report Comparison of liability regimes in Member States in relation to the Prospectus Directive Annex II Comparative ...