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Update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation

33-9-149
04 April 2017
equivalence. This Methodological Framework is provided in Annex II of the 2011 Guidelines on Endorsement. By ...

Consultation Paper on draft regulatory technical standards under the ELTIF Regulation

2015/1239
31 July 2015
document will be of interest to (i) ELTIF managers and their trade associations, (ii) alternative ...

ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes

2015/1235
30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...

Guidelines on sound remuneration policies under the UCITS Directive and AIFMD

2015/1172
23 July 2015
remuneration are marked up against the AIFMD provisions. Annex II sets out the list of questions contained in ...

Guidelines on asset segregation under the AIFMD

2014/1326
01 December 2014
associations, (ii) alternative investment funds managers and their trade associations, as well as (iii) ...

Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD

2014/312
27 March 2014
Contents Section II describes the background of the proposal. Section III specifies the timing for ...

Draft Guidelines on sound remuneration policies under the AIFMD

2012/406
28 June 2012
Annex II of the AIFMD establishes a set of rules (largely inspired from the provisions ... to develop guidelines on sound remuneration policies which comply with Annex II of the AIFMD. This ...

Technical advice on CRA regulatory equivalence - US, Canada and Australia

2012/259
18 April 2012
to the European Commission in respect of the equivalence between the US (Part I), Canada (Part II) and Australia ...

Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2

2011/304
19 September 2011
Reference 2011/304 Section Credit Rating Agencies Type Consultation Paper Main document 2011_304.pdf Style ESMA document ...