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MiFID - Investor Protection
Supervisory convergence

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
04 December 2019
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...
esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf
MiFID - Investor Protection

Call for evidence on MiFID II product intervention powers

ESMA-35-43-2090
30 September 2019
esma-35-43-2090_call_for_evidence_on_mifid_ii_product_intervention_powers.pdf Style ESMA document ... Reference ESMA-35-43-2090 Section MiFID- Investor Protection Type Consultation Paper Main document ...
esma-35-43-2090_call_for_evidence_on_mifid_ii_product_intervention_powers.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (CY_CFD)

ESMA-35-43-1982
30 September 2019
Reference ESMA-35-43-1982 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1982-_esma_opinion_under_article_432_mifir_cy_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (SI_BO)

ESMA-35-43-2062
27 August 2019
Reference ESMA-35-43-2062 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-2062-esma_opinion_under_article_432_mifir_si_bo.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (SI_CFD)

ESMA-35-43-2063
27 August 2019
Reference ESMA-35-43-2063 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-2063-_esma_opinion_under_article_432_mifir_si_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (HU_CFDs)

ESMA-35-43-2054
31 July 2019
Reference ESMA-35-43-2054 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-2054-esma_opinion_under_article_432_mifir_hu_cfds.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (PL_CFD)

ESMA-35-43-1995
31 July 2019
Reference ESMA-35-43-1995 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1995-_esma_opinion_under_article_432_mifir_pl_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (MT_CFD)

ESMA-35-43-1994
31 July 2019
Reference ESMA-35-43-1994 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1994-_esma_opinion_under_article_432_mifir_mt_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (DE_CFD)

ESMA-35-43-1986
31 July 2019
Reference ESMA-35-43-1986 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1986-esma_opinion_under_article_432_mifir_de_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (BG_CFD)

2019-ESMA-35-43-1980-
24 July 2019
Reference 2019-ESMA-35-43-1980- Section MiFID- Investor Protection Type Opinion Main document ...
2019-esma-35-43-1980-_esma_opinion_under_article_432_mifir_bg_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (DK_CFD)

2019-ESMA-35-43-1985-
24 July 2019
Reference 2019-ESMA-35-43-1985- Section MiFID- Investor Protection Type Opinion Main document ...
2019-esma-35-43-1985-_esma_opinion_under_article_432_mifir_dk_cfd_002.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (HR_CFD)

2019-ESMA-35-43-2042-
24 July 2019
Reference 2019-ESMA-35-43-2042- Section MiFID- Investor Protection Type Opinion Main document ...
2019-esma-35-43-2042-_esma_opinion_under_article_432_mifir_hr_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (HR_BO)

2019-ESMA-35-43-2043-
24 July 2019
Reference 2019-ESMA-35-43-2043- Section MiFID- Investor Protection Type Opinion Main document ...
2019-esma-35-43-2043-esma_opinion_under_article_432_mifir_hr_bo.pdf
MiFID - Investor Protection

Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II

ESMA35-43-1905
17 July 2019
call_for_evidence_impact_of_the_inducements_and_costs_and_charges_disclosure_requirements_under_mifid_ii ... Reference ESMA35-43-1905 Section MiFID- Investor Protection Type Consultation Paper Main document ...
call_for_evidence_impact_of_the_inducements_and_costs_and_charges_disclosure_requirements_under_mifid_ii_.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFID (CZ_CFD)

ESMA35-43-1983
17 July 2019
Reference ESMA35-43-1983 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1983_esma_opinion_under_article_432_mifir_cz_cfd.pdf
MiFID - Investor Protection

Consultation paper on compliance function guidelines

ESMA35-43-2019
15 July 2019
Reference ESMA35-43-2019 Section MiFID- Investor Protection Type Consultation Paper Main document ...
cp_on_compliance_function_guidelines_for_publication.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (SE_CFD)

ESMA-35-43-1999
02 July 2019
Reference ESMA-35-43-1999 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1999-_esma_opinion_under_article_432_mifir_se_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (FR_CFD)

ESMA-35-43-1990
02 July 2019
Reference ESMA-35-43-1990 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1990-_esma_opinion_under_article_432_mifir_fr_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (UK_CFD)

ESMA-35-43-1961
02 July 2019
Reference ESMA-35-43-1961 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1961-esma_opinion_under_article_432_mifir_uk_cfd.pdf
MiFID - Investor Protection

ESMA opinion under Article 43(2) MiFIR (SE_BO)

ESMA-35-43-1998
01 July 2019
Reference ESMA-35-43-1998 Section MiFID- Investor Protection Type Opinion Main document ...
esma-35-43-1998-esma_opinion_under_article_432_mifir_se_bo.pdf

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