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Consultation Paper on draft regulatory technical standards under the ELTIF Regulation
31 July 2015
document will be of interest to (i) ELTIF managers and their trade associations, (ii) alternative ...
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 1. respond to the question stated;2. indicate the specific question to which the comment relates;3. contain a clear...
ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes
30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...
AIFMD and the request to ESMA for an Opinion In accordance with Articles 36 and 42 of the AIFMD, non-EU AIFMs and non-EU AIFs managed by EU AIFMs are subject to the NPPR of each of the Member States where the AIFs are marketed or managed. However, the AIFMD makes provision for the passport, which...
Guidelines on sound remuneration policies under the UCITS Directive and AIFMD
23 July 2015
remuneration are marked up against the AIFMD provisions. Annex II sets out the list of questions contained in ...
Reasons for publication Article 14a(4) of Directive 2009/65/EC (“UCITS Directive”), as amended by Directive 2014/91/EU (“UCITS V Directive”) provides that ESMA shall issue guidelines addressed to competent authorities or financial market participants concerning the application of the remuneration...
Guidelines on asset segregation under the AIFMD
01 December 2014
associations, (ii) alternative investment funds managers and their trade associations, as well as (iii) ...
Who should read this paper This document will be of interest to (i) depositaries of alternative investment funds and their delegates (including prime brokers and collateral managers) and their trade associations, (ii) alternative investment funds managers and their trade associations, as well as (...
Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD
27 March 2014
Contents Section II describes the background of the proposal. Section III specifies the timing for ...
Reasons for publication ESMA is issuing this technical advice in response to the mandate received from the European Commission on 20 December 2013 for advice on the possible content of the delegated act required by Article 67(5) of the AIFMD, concerning the information that EU competent authorities...
Draft Guidelines on sound remuneration policies under the AIFMD
28 June 2012
Annex II of the AIFMD establishes a set of rules (largely inspired from the provisions ... to develop guidelines on sound remuneration policies which comply with Annex II of the AIFMD. This ...
Annex II of the AIFMD establishes a set of rules (largely inspired from the provisions of Directive 2006/48/EC, the “CRD”) with which AIFMs have to comply when establishing and applying the remuneration policies for certain categories of their staff. Article 13(2) of the AIFMD requires ESMA to...