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Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation

10-1045
22 October 2010
Reference 10-1045 Section CESR Archive Type CESR Document Main document 10_1045.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries

10-918
06 September 2010
Reference 10-918 Section CESR Archive Type CESR Document Main document 10_918.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting

10-796
29 July 2010
Reference 10-796 Section CESR Archive Type CESR Document Main document 10_796.pdf Style ESMA document ...

Guidelines - Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-347
04 June 2010
Reference 10-347 Section CESR Archive Type CESR Document Main document 1-10_347.pdf Style ESMA document ...

Feedback statement - CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-346
04 June 2010
Reference 10-346 Section CESR Archive Type CESR Document Main document 10_346.pdf Style ESMA document ...

Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee

10-591
06 May 2010
Reference 10-591 Section CESR Archive Type Q&A Main document 10_591.pdf Style ESMA document ...

Feedback statement - Understanding the definition of advice under MiFID

10-294
19 April 2010
Reference 10-294 Section CESR Archive Type CESR Document Main document 10_294.pdf Style ESMA document ...

Question and Answers - Understanding the definition of advice under MiFID

10-293
19 April 2010
Reference 10-293 Section CESR Archive Type Q&A Main document 10_293.pdf Style ESMA document ...

Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements

09-559
03 November 2009
Reference 09-559 Section CESR Archive Type Q&A Main document 09_559.pdf Style ESMA document ...

MiFID Supervisory Briefing - Information and reporting to clients

09-590
09 July 2009
Reference 09-590 Section CESR Archive Type CESR Document Main document 1-09_590.pdf Style ESMA document ...

Recommendations - The passport under MiFID

07-337
29 May 2007
Reference 07-337 Section CESR Archive Type CESR Document Main document 07_337.pdf Style ESMA document ...

Feedback statement - The passport under MiFID

07-318
29 May 2007
Reference 07-318 Section CESR Archive Type CESR Document Main document 07_318.pdf Style ESMA document ...

Recommendations - Inducements under MiFID

07-228b
29 May 2007
Reference 07-228b Section CESR Archive Type CESR Document Main document 07_228b.pdf Style ESMA document ...

Feedback statement - CESR Level 3 Recommendations on Inducements under MiFID

07-316
29 May 2007
Reference 07-316 Section CESR Archive Type CESR Document Main document 07_316.pdf Style ESMA document ...

Guidelines - CESR Level 3 Guidelines on MiFID Transaction reporting

07-301
29 May 2007
Reference 07-301 Section CESR Archive Type CESR Document Main document 07_301.pdf Style ESMA document ...

Feedback statement - CESR Level 3 Guidelines on MiFID Transaction Reporting

07-319
29 May 2007
Reference 07-319 Section CESR Archive Type CESR Document Main document 07_319.pdf Style ESMA document ...

CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive

06-552c
09 February 2007
Reference 06-552c Section CESR Archive Type CESR Document Main document 06_552c.pdf Style ESMA document ...

Feedback statement - CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive

07-085
09 February 2007
Reference 07-085 Section CESR Archive Type CESR Document Main document 07_085.pdf Style ESMA document ...

A European Regime of Investor Protection – The Professional and Counterparty Regimes

02-098b
08 July 2002
professionals and II) core standards for "counterparty relationships". Reference 02-098b Section CESR ...