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MiFID - Secondary Markets
Post Trading
MiFID II Q&A on post-trading issues
ESMA70-151-957
14 December 2017
Reference ESMA70-151-957 Section MiFID- Secondary Markets Post Trading Type Q&A Main document ... esma70-151-957_qas_on_mifid_post_trading.pdf Style ESMA document ...
Short Selling
Opinion on a proposed emergency measure by CONSOB under the Short Selling Regulation
2016/1431
04 October 2016
considers the measure or proposed measure is necessary to address the exceptional circumstances. II ...
Market Integrity
Short Selling
Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation (EU) No 236/2012 on short selling and certain aspects of credit default swaps
2016/28
11 January 2016
44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II.Previous measures ...
Short Selling
Market Integrity
ESMA Opinion on emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1489
30 September 2015
of the ESMA Regulation the Board of Supervisors has adopted this opinion. II. Background 3. On the 29th ...
Market Integrity
Short Selling
ESMA Opinion on emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1304
01 September 2015
with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...
Short Selling
Market Integrity
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1243
03 August 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... Thus, the following financial instruments under MiFID are included: options, covered warrants, futures, ...
Short Selling
Market Integrity
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1218
28 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... to the Annex of Commission Regulation No 918/2012. Thus, the following financial instruments under MiFID are ...
Short Selling
Market Integrity
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1139
21 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... MiFID are included: options, covered warrants, futures, index-related instruments, contracts for ...
Short Selling
Market Integrity
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation
2015/1131
13 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...
Short Selling
Market Integrity
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1104
07 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...
Post Trading
Opinion on draft RTS on the Clearing Obligation
2015/223
29 January 2015
derivative contracts referred to in Article 4(1)(b)(ii) of EMIR. Background and Procedure On 1 October 2014, ...
MiFID - Investor Protection
Warnings and publications for investors
MiFID practices for firms selling complex products
2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...