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Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
05 June 2019
Recommendations Main document esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1.pdf Translated ... versions esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ... _annex_1_bg.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1_cs.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-1163
06 November 2018
esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements.pdf Translated versions ... esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_bg.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ... _suitability_requirements_cs.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_da.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ...

BoS Decision Notice AT Guidelines Withdrawal

ESMA70-154-803
03 October 2018
Reference ESMA70-154-803 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
21 March 2018
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Guidelines on MiFID II product governance requirements

ESMA35-43-620
05 February 2018
esma35-43-620_guidelines_on_mifid_ii_product_governance_requirements.pdf Translated versions esma35-43-620_guidelines_on_mifid_ii ... _product_governance_bg.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_cs.pdf esma35-43-620_guidelines_on_mifid_ii ... _product_governance_da.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_de.pdf esma35-43-620_guidelines_on_mifid_ii ...

ESMA appoints new chairs to Standing Committees

ESMA71-99-602
29 September 2017
Corporate Information Innovation and Products Market Integrity MiFID- Secondary Markets Post Trading Type ...

Guidelines on the management body of market operators and data reporting service providers

ESMA70-154-266
28 September 2017
Reference ESMA70-154-266 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Guidelines on the management body of market operators and data reporting services providers

ESMA70-154-271
28 September 2017
ESMA70-154-271 Section Guidelines and Technical standards MiFID- Secondary Markets Type Guidelines & ...

Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
26 September 2017
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

2016/1452
08 August 2017
Recommendations Main document 2016-1452_guidelines_mifid_ii_transaction_reporting.pdf Translated versions ... esma-2016-1452_guidelines_mifid_ii_transaction_reporting_bg.pdf esma-2016-1452_guidelines_mifid_ii ... _transaction_reporting_cs.pdf esma-2016-1452_guidelines_mifid_ii_transaction_reporting_da.pdf esma-2016-1452_guidelines_mifid_ii ...

Product Intervention - General Statement

ESMA35-36-885
28 June 2017
being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take ... speculative products to retail investors under MiFID published 31 March 2017 | [2] ESMA/2016/1166  Warning ... MiFID- Investor Protection Type Statement Main document ...

Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II

ESMA70-872942901-63
27 June 2017
Recommendations Main document esma70-872942901-63_mifid_ii_guidelines_on_trading_halts.pdf Translated versions ... ESMA70-872942901-63 Section Guidelines and Technical standards MiFID- Secondary Markets Type Guidelines & ...

Final Report - Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

2016/1451
10 October 2016
Report Main document 2016-1451_final_report_on_guidelines_mifid_ii_transaction_reporting.pdf Style ESMA ... Reference 2016/1451 Section Guidelines and Technical standards MiFID- Secondary Markets Type Final ...

Guidelines on cross-selling practices

2016/574 EN
11 July 2016
2016/574 EN Section Guidelines and Technical standards MiFID- Investor Protection Type Guidelines & ...

Statement by Steven Maijoor at ECON MiFID II/MiFIR Scrutiny Session, 21 June 2016

2016/940
20 June 2016
2016-940_statement_econ_hearing_mifid_ii.pdf Style ESMA document ... Reference 2016/940 Section Speeches MiFID- Secondary Markets Type Statement Main document ...

Draft RTS on indirect clearing arrangements under EMIR and MiFIR

2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID

2015/1341
21 October 2015
BG  - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. CS- Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie. DA- Denne oversættelse er udarbejdet af Oversættelsescentret for Den Europæiske Unions ...

Guidelines on the application of the definitions in Sections C6 and C7 of Annex I of Directive 2004/39/EC (MiFID)

2015/675
06 May 2015
Reference 2015/675 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID)

2013/606 BG
24 April 2014
Reference 2013/606 BG Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

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