SEARCH

Your filters
Opinion X Final Report X Guidelines & Recommendations X Technical Standards X Innovation and Products X Credit Rating Agencies X
Reset all filters

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009

2011/461
22 December 2011
Reference 2011/461 Section Credit Rating Agencies Type Technical Standards Main document 2011_461.pdf Style ESMA document ...