SEARCH

Your filters
Opinion X Final Report X Guidelines & Recommendations X Technical Standards X Guidelines and Technical standards X
Reset all filters

Pages

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
05 June 2019
Recommendations Main document esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1.pdf Translated ... versions esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ... _annex_1_bg.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1_cs.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-1163
06 November 2018
esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements.pdf Translated versions ... esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_bg.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ... _suitability_requirements_cs.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_da.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ...

BoS Decision Notice AT Guidelines Withdrawal

ESMA70-154-803
03 October 2018
Reference ESMA70-154-803 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
21 March 2018
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Guidelines on MiFID II product governance requirements

ESMA35-43-620
05 February 2018
esma35-43-620_guidelines_on_mifid_ii_product_governance_requirements.pdf Translated versions esma35-43-620_guidelines_on_mifid_ii ... _product_governance_bg.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_cs.pdf esma35-43-620_guidelines_on_mifid_ii ... _product_governance_da.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_de.pdf esma35-43-620_guidelines_on_mifid_ii ...

Guidelines on the management body of market operators and data reporting service providers

ESMA70-154-266
28 September 2017
Reference ESMA70-154-266 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Guidelines on the management body of market operators and data reporting services providers

ESMA70-154-271
28 September 2017
ESMA70-154-271 Section Guidelines and Technical standards MiFID- Secondary Markets Type Guidelines & ...

Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
26 September 2017
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

2016/1452
08 August 2017
Recommendations Main document 2016-1452_guidelines_mifid_ii_transaction_reporting.pdf Translated versions ... esma-2016-1452_guidelines_mifid_ii_transaction_reporting_bg.pdf esma-2016-1452_guidelines_mifid_ii ... _transaction_reporting_cs.pdf esma-2016-1452_guidelines_mifid_ii_transaction_reporting_da.pdf esma-2016-1452_guidelines_mifid_ii ...

Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II

ESMA70-872942901-63
27 June 2017
Recommendations Main document esma70-872942901-63_mifid_ii_guidelines_on_trading_halts.pdf Translated versions ... ESMA70-872942901-63 Section Guidelines and Technical standards MiFID- Secondary Markets Type Guidelines & ...

Final Report - Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

2016/1451
10 October 2016
Report Main document 2016-1451_final_report_on_guidelines_mifid_ii_transaction_reporting.pdf Style ESMA ... Reference 2016/1451 Section Guidelines and Technical standards MiFID- Secondary Markets Type Final ...

Guidelines on cross-selling practices

2016/574 EN
11 July 2016
2016/574 EN Section Guidelines and Technical standards MiFID- Investor Protection Type Guidelines & ...

Draft RTS on indirect clearing arrangements under EMIR and MiFIR

2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID

2015/1341
21 October 2015
BG  - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. CS- Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie. DA- Denne oversættelse er udarbejdet af Oversættelsescentret for Den Europæiske Unions ...

Guidelines on the application of the definitions in Sections C6 and C7 of Annex I of Directive 2004/39/EC (MiFID)

2015/675
06 May 2015
Reference 2015/675 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID)

2013/606 BG
24 April 2014
Reference 2013/606 BG Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Guidelines on cooperation arrangements and information exchange between competent authorities and between competent authorities and ESMA

2014/298
27 March 2014
Technical standards MiFID- Investor Protection Type Guidelines & Recommendations Main document ...

Ersättningspolicy och ersättningspraxis (MiFID-direktivet)

2013/606 SV
01 October 2013
Reference 2013/606 SV Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Políticas y prácticas de remuneración (MiFID)

2013/606 ES
01 October 2013
Reference 2013/606 ES Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Politike in prakse prejemkov (MiFID)

2013/606 SL
01 October 2013
Reference 2013/606 SL Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Pages