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MiFID II supervisory briefing on the use of third-country branches by EU firms

ESMA35-43-1493
11 February 2019
esma35-43-1493_mifid_ii_supervisory_briefing_on_the_use_of_third-country_branches_by_eu_firms.pdf Style ESMA document ... Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

Notice of ESMA's Product Intervention Decisions on CFDs and binary options

ESMA35-43-1135
01 June 2018
Reference ESMA35-43-1135 Section MiFID- Investor Protection Warnings and publications for ...

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union

ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

Suitability Peer Review - Annex

2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Suitability Peer Review - Final Report

2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Best Execution under MiFID

2015/494
25 February 2015
regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating ... Luxembourg, Malta, Poland and Spain. Reference 2015/494 Section MiFID- Investor Protection Supervisory ... convergence Type Final Report Main document 2015-494_peer_review_report_on_best_execution_under_mifid ...

MiFID – Conduct of Business, fair, clear and not misleading information

2014/1485
11 December 2014
regulators (national competent authorities or NCAs) supervise MiFID conduct of business rules on providing ... communications under MiFID. The Report found that there was overall a high degree of compliance amongst NCAs with ... -1485_peer_review_report_-_mifid_-_conduct_of_business_fair_clear_and_not_misleading_information.pdf Style ...

Enhanced protection for retail investors: MiFID II and MiFIR

2014/726
30 June 2014
updated and strengthened in some important areas and will be known as MiFID II. MiFID is central ... Type Reference Main document 2014-726_enhanced_protection_for_retail_investors_-_mifid_ii ... or invest in financial products. The Markets in Financial Instruments Directive (MiFID) is being ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

Guide to investing

2012/682
19 October 2012
Reference 2012/682 Section MiFID- Investor Protection Warnings and publications for investors Type ...

A Consumer's guide to MiFID - Investing in Financial products - Icelandic translation

08-003 Icelandic
01 September 2008
Reference 08-003 Icelandic Section Warnings and publications for investors Type Reference Main document 08_003_uu_icelandic.pdf Style ESMA document ...

A Consumer's guide to MiFID - Investing in Financial products - Finnish translation

08-003 Finnish
23 May 2008
Reference 08-003 Finnish Section Warnings and publications for investors Type Reference Main document 08_003_uu_finnish.pdf Style ESMA document ...

A Consumers' Guide to MiFID - Investing in Financial Products

08-003
07 March 2008
Reference 08-003 Section Warnings and publications for investors Type Reference Main document 08-003.pdf Style ESMA document ...

A Consumers' Guide to MiFID - Investing in Financial Products - Hungarian translation

08-003 HU
07 March 2008
Reference 08-003 HU Section Warnings and publications for investors Type Reference Main document 08_003_uu_hungarian.pdf Style ESMA document ...

A Consumers' Guide to MiFID - Investing in Financial Products - Spanish Translation

08-003 ES
07 March 2008
Reference 08-003 ES Section Warnings and publications for investors Type Reference Main document 08_003_uu_spanish.pdf Style ESMA document ...

A Consumers' Guide to MiFID - Investing in Financial Products - French translation

08-003 French
07 March 2008
Reference 08-003 French Section Warnings and publications for investors Type Reference Main document cbfa_mifidfr.pdf Style ESMA document ...

A Consumers' Guide to MiFID - Investing in Financial Products - Dutch translation

08-003 Dutch
07 March 2008
document cbfa_mifid.pdf Style ESMA document ...