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Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union

ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

Warning about CFDs, binary options and other speculative products

2016/1166
25 July 2016
Reference 2016/1166 Section MiFID- Investor Protection Warnings and publications for investors ...

Suitability Peer Review - Annex

2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Suitability Peer Review - Final Report

2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Best Execution under MiFID

2015/494
25 February 2015
regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating ... Luxembourg, Malta, Poland and Spain. Reference 2015/494 Section MiFID- Investor Protection Supervisory ... convergence Type Final Report Main document 2015-494_peer_review_report_on_best_execution_under_mifid ...

MiFID – Conduct of Business, fair, clear and not misleading information

2014/1485
11 December 2014
regulators (national competent authorities or NCAs) supervise MiFID conduct of business rules on providing ... communications under MiFID. The Report found that there was overall a high degree of compliance amongst NCAs with ... -1485_peer_review_report_-_mifid_-_conduct_of_business_fair_clear_and_not_misleading_information.pdf Style ...

Risker med att investera i komplexa produkter

2014/154 SV
07 February 2014
Reference 2014/154 SV Section MiFID- Investor Protection Warnings and publications for investors ...

Riesgos de las inversiones en productos complejos

2014/154 ES
07 February 2014
Reference 2014/154 ES Section MiFID- Investor Protection Warnings and publications for investors ...

Tveganja, ki jih prinašajo naložbe v kompleksne produkte

2014/154 SL
07 February 2014
Reference 2014/154 SL Section MiFID- Investor Protection Warnings and publications for investors ...

Riziká investovania do komplexných produktov

2014/154 SK
07 February 2014
Reference 2014/154 SK Section MiFID- Investor Protection Warnings and publications for investors ...

Riscurile investirii în produse complexe

2014/154 RO
07 February 2014
Reference 2014/154 RO Section MiFID- Investor Protection Warnings and publications for investors ...

Os riscos de investir em produtos complexos

2014/154 PT
07 February 2014
Reference 2014/154 PT Section MiFID- Investor Protection Warnings and publications for investors ...

Zagrożenia związane z inwestowaniem w produkty złożone

2014/154 PL
07 February 2014
Reference 2014/154 PL Section MiFID- Investor Protection Warnings and publications for investors ...

Ir-riskji li tinvesti fi prodotti kumplessi

2014/154 MT
07 February 2014
Reference 2014/154 MT Section MiFID- Investor Protection Warnings and publications for investors ...

Investavimo į sudėtingus produktus rizika

2014/154 LT
07 February 2014
Reference 2014/154 LT Section MiFID- Investor Protection Warnings and publications for investors ...

Ar ieguldījumiem sarežģītos produktos saistītie riski

2014/154 LV
07 February 2014
Reference 2014/154 LV Section MiFID- Investor Protection Warnings and publications for investors ...

Rischi dell’investimento in prodotti complessi

2014/154 IT
07 February 2014
Reference 2014/154 IT Section MiFID- Investor Protection Warnings and publications for investors ...

Az összetett termékekbe történő befektetések kockázatai

2014/154 HU
07 February 2014
Reference 2014/154 HU Section MiFID- Investor Protection Warnings and publications for investors ...