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MiFID II Review Report on position limits and position management

ESMA70-156-2311
01 April 2020
Report Main document esma70-156-2311_mifid_ii_review_report_position_limits.pdf Style ESMA document ... Reference ESMA70-156-2311 Section MiFID- Secondary Markets Supervisory convergence Type Final ...

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

MiFID II supervisory briefing on the use of third-country branches by EU firms

ESMA35-43-1493
11 February 2019
esma35-43-1493_mifid_ii_supervisory_briefing_on_the_use_of_third-country_branches_by_eu_firms.pdf Style ESMA document ... Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

ESMA new SC chairs

ESMA71-99-1058
07 November 2018
Reference ESMA71-99-1058 Section Fund Management MiFID- Investor Protection Risk Analysis & ...

Notice of ESMA's Product Intervention Decisions on CFDs and binary options

ESMA35-43-1135
01 June 2018
Reference ESMA35-43-1135 Section MiFID- Investor Protection Warnings and publications for ...

Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive

ESMA71-99-991
30 May 2018
Reference ESMA71-99-991 Section MiFID- Investor Protection Warnings and publications for investors ...

Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients

ESMA71-99-910
15 December 2017
Reference ESMA71-99-910 Section MiFID- Investor Protection Warnings and publications for investors ...

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

EU derivatives markets ─ a first-time overview

ESMA50-165-421
19 October 2017
Reference ESMA50-165-421 Section MiFID- Secondary Markets Post Trading Risk Analysis & ...

Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union

ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

Suitability Peer Review - Annex

2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Suitability Peer Review - Final Report

2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Best Execution under MiFID

2015/494
25 February 2015
regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating ... Luxembourg, Malta, Poland and Spain. Reference 2015/494 Section MiFID- Investor Protection Supervisory ... convergence Type Final Report Main document 2015-494_peer_review_report_on_best_execution_under_mifid ...

MiFID – Conduct of Business, fair, clear and not misleading information

2014/1485
11 December 2014
regulators (national competent authorities or NCAs) supervise MiFID conduct of business rules on providing ... communications under MiFID. The Report found that there was overall a high degree of compliance amongst NCAs with ... -1485_peer_review_report_-_mifid_-_conduct_of_business_fair_clear_and_not_misleading_information.pdf Style ...

Enhanced protection for retail investors: MiFID II and MiFIR

2014/726
30 June 2014
updated and strengthened in some important areas and will be known as MiFID II. MiFID is central ... Type Reference Main document 2014-726_enhanced_protection_for_retail_investors_-_mifid_ii ... or invest in financial products. The Markets in Financial Instruments Directive (MiFID) is being ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

Guide to investing

2012/682
19 October 2012
Reference 2012/682 Section MiFID- Investor Protection Warnings and publications for investors Type ...

A Consumer's guide to MiFID - Investing in Financial products - Icelandic translation

08-003 Icelandic
01 September 2008
Reference 08-003 Icelandic Section Warnings and publications for investors Type Reference Main document 08_003_uu_icelandic.pdf Style ESMA document ...

A Consumer's guide to MiFID - Investing in Financial products - Finnish translation

08-003 Finnish
23 May 2008
Reference 08-003 Finnish Section Warnings and publications for investors Type Reference Main document 08_003_uu_finnish.pdf Style ESMA document ...